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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNDA icon
3801
Sonida Senior Living
SNDA
$1.99B
– –
-320
Closed -$115K
SPEU icon
3802
State Street SPDR Portfolio Europe ETF
SPEU
$742M
$0 ﹤0.01%
+2
New +$70
SPLB icon
3803
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$0 ﹤0.01%
3
-2,768
-100% -$68.2K
SPMB icon
3804
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.03B
– –
-400
Closed -$11K
SPTL icon
3805
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
– –
-400
Closed -$13K
SPTN
3806
DELISTED
SpartanNash
SPTN
$0 ﹤0.01%
9
– –
SRS icon
3807
ProShares UltraShort Real Estate
SRS
$16.2M
$0 ﹤0.01%
1
– –
STRL icon
3808
Sterling Infrastructure
STRL
$16.2B
$0 ﹤0.01%
3
– –
STRS icon
3809
Stratus Properties
STRS
$154M
$0 ﹤0.01%
7
– –
SVRA icon
3810
Savara
SVRA
$1.17B
– –
0
– –
SXC icon
3811
SunCoke Energy
SXC
$799M
– –
-41
Closed -$1K
SYPR icon
3812
Sypris Solutions
SYPR
$46.9M
$0 ﹤0.01%
4
– –
TENX icon
3813
Tenax Therapeutics
TENX
$51.6M
– –
0
– –
TGB
3814
Trekor Metals
TGB
$3.21B
– –
-3,000
Closed -$6K
TRAK icon
3815
ReposiTrak
TRAK
$153M
– –
-600
Closed -$5K
TRST
3816
Trustco Bank Corp NY
TRST
$931M
– –
-120
Closed -$3K
TTMI icon
3817
TTM Technologies
TTMI
$13.7B
$0 ﹤0.01%
17
-10
-37% -$95
TTWO icon
3818
Take-Two Interactive
TTWO
$47.4B
– –
-185
Closed -$3K
TURN
3819
DELISTED
180 Degree Capital
TURN
$0 ﹤0.01%
33
– –
UCO icon
3820
ProShares Ultra Bloomberg Crude Oil
UCO
$428M
– –
0
– –
UONE icon
3821
Urban One Class A
UONE
$24.4M
$0 ﹤0.01%
10
– –
URE icon
3822
ProShares Ultra Real Estate
URE
$58.1M
– –
-200
Closed -$8K
USPH icon
3823
US Physical Therapy
USPH
$1.24B
$0 ﹤0.01%
3
– –
VCEL icon
3824
Vericel Corp
VCEL
$2.25B
$0 ﹤0.01%
18
– –
VICR icon
3825
Vicor
VICR
$9.63B
$0 ﹤0.01%
4
– –
151 152
153
154 155

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.