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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSHD icon
3776
Invesco S&P SmallCap High Dividend Low Volatility ETF
XSHD
$73.5M
$25K ﹤0.01%
+963
New +$25.5K
DBD
3777
DELISTED
Diebold Nixdorf Incorporated
DBD
$25K ﹤0.01%
5,864
-6,624
-53% -$48.3K
HTGM
3778
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
$25K ﹤0.01%
+28
New +$18.5K
MFL
3779
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$25K ﹤0.01%
1,984
-2,867
-59% -$36.5K
SYKE
3780
DELISTED
SYKES Enterprises Inc
SYKE
$25K ﹤0.01%
838
+173
+26% +$5.16K
AT
3781
DELISTED
Atlantic Power Corporation
AT
$25K ﹤0.01%
11,445
-3,491
-23% -$7.58K
MINI
3782
DELISTED
Mobile Mini Inc
MINI
$25K ﹤0.01%
565
-3,662
-87% -$163K
I
3783
DELISTED
INTELSAT S. A.
I
$25K ﹤0.01%
+824
New +$18K
VSI
3784
DELISTED
Vitamin Shoppe Inc.
VSI
$25K ﹤0.01%
2,500
-6,575
-72% -$67.8K
CHU
3785
DELISTED
China Unicom (HONG KONG) Limited
CHU
$25K ﹤0.01%
2,102
+1,012
+93% +$12.2K
ANIP icon
3786
ANI Pharmaceuticals
ANIP
$1.74B
$24K ﹤0.01%
441
-790
-64% -$48.3K
APAM icon
3787
Artisan Partners
APAM
$3B
$24K ﹤0.01%
728
+458
+170% +$14.9K
ATRC icon
3788
AtriCure
ATRC
$2.22B
$24K ﹤0.01%
702
+100
+17% +$3.17K
BBSI icon
3789
Barrett Business Services
BBSI
$784M
$24K ﹤0.01%
1,448
+376
+35% +$7.61K
CAMT icon
3790
Camtek
CAMT
$7.59B
$24K ﹤0.01%
2,801
-1,299
-32% -$11.4K
CHEF icon
3791
Chefs' Warehouse
CHEF
$4.57B
$24K ﹤0.01%
660
-166
-20% -$5.13K
CSGS
3792
DELISTED
CSG Systems International
CSGS
$24K ﹤0.01%
586
-131
-18% -$5.18K
DMO
3793
Western Asset Mortgage Opportunity Fund
DMO
$120M
$24K ﹤0.01%
1,052
+22
+2% +$498
ENS icon
3794
EnerSys
ENS
$7.5B
$24K ﹤0.01%
277
+218
+369% +$17.5K
EP.PRC icon
3795
El Paso Energy Capital Trust I
EP.PRC
$222M
$24K ﹤0.01%
507
+200
+65% +$9.33K
IEDI icon
3796
iShares US Consumer Focused ETF
IEDI
$28.6M
$24K ﹤0.01%
+845
New +$23.3K
IGEB icon
3797
iShares Investment Grade Systematic Bond ETF
IGEB
$1.51B
$24K ﹤0.01%
+497
New +$23.9K
IX icon
3798
ORIX
IX
$43.6B
$24K ﹤0.01%
1,520
-195
-11% -$3.14K
MLKN icon
3799
MillerKnoll
MLKN
$1.62B
$24K ﹤0.01%
627
+76
+14% +$2.88K
NEXA icon
3800
Nexa Resources
NEXA
$1.9B
$24K ﹤0.01%
+2,000
New +$24.2K
150 151
152
153 154

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.