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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTU
3776
DELISTED
Virtusa Corporation
VRTU
$21K ﹤0.01%
459
+105
+30% +$4.45K
FMK
3777
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
$21K ﹤0.01%
620
– –
TSRO
3778
DELISTED
TESARO, Inc.
TSRO
$21K ﹤0.01%
248
-65
-21% -$6.37K
KERX
3779
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$21K ﹤0.01%
4,505
+100
+2% +$551
JJC
3780
DELISTED
iPath Bloomberg Copper Subindex Total Return ETN due October 22, 2037
JJC
$21K ﹤0.01%
558
-100
-15% -$3.54K
DCH
3781
Dauch Corp
DCH
$1.6B
$20K ﹤0.01%
1,148
+52
+5% +$920
BHE icon
3782
Benchmark Electronics
BHE
$2.89B
$20K ﹤0.01%
699
-43
-6% -$1.34K
BSCR icon
3783
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.59B
$20K ﹤0.01%
+1,000
New +$20K
CCOI icon
3784
Cogent Communications
CCOI
$530M
$20K ﹤0.01%
437
+356
+440% +$17K
COTY icon
3785
Coty
COTY
$2.42B
$20K ﹤0.01%
986
-408
-29% -$6.96K
CUZ icon
3786
Cousins Properties
CUZ
$4.93B
$20K ﹤0.01%
530
-28
-5% -$1.03K
DEI icon
3787
Douglas Emmett
DEI
$1.99B
$20K ﹤0.01%
470
-32
-6% -$1.29K
FWONA icon
3788
Liberty Media Series A
FWONA
$23.7B
$20K ﹤0.01%
665
+466
+234% +$15.9K
GAMR icon
3789
Amplify Video Game Tech ETF
GAMR
$39.9M
$20K ﹤0.01%
414
+14
+4% +$648
GUT
3790
Gabelli Utility Trust
GUT
$580M
$20K ﹤0.01%
2,902
– –
HWC icon
3791
Hancock Whitney
HWC
$6.37B
$20K ﹤0.01%
402
-219
-35% -$10.8K
INGN icon
3792
Inogen
INGN
$154M
$20K ﹤0.01%
167
– –
IOVA icon
3793
Iovance Biotherapeutics
IOVA
$2.95B
$20K ﹤0.01%
2,425
+200
+9% +$1.61K
LVHD icon
3794
Franklin US Low Volatility High Dividend Index ETF
LVHD
$630M
$20K ﹤0.01%
648
+323
+99% +$10K
OVLY icon
3795
Oak Valley Bancorp
OVLY
$288M
$20K ﹤0.01%
1,008
– –
PFO
3796
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$20K ﹤0.01%
1,730
+930
+116% +$11.2K
PLX icon
3797
Protalix BioTherapeutics
PLX
$190M
$20K ﹤0.01%
3,000
– –
WHLRD
3798
Wheeler Real Estate Investment Trust Series D Preferred Stock
WHLRD
$20K ﹤0.01%
1,000
– –
DOOR
3799
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$20K ﹤0.01%
270
+19
+8% +$1.33K
GCP
3800
DELISTED
GCP Applied Technologies Inc.
GCP
$20K ﹤0.01%
620
+498
+408% +$15.3K
150 151
152
153 154

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.