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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBRG
3776
DELISTED
TruBridge
TBRG
$17K ﹤0.01%
563
+421
+296% +$12.6K
DOOR
3777
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$17K ﹤0.01%
251
-9
-3% -$621
SJR
3778
DELISTED
Shaw Communications Inc.
SJR
$17K ﹤0.01%
736
+274
+59% +$6.08K
ABTX
3779
DELISTED
Allegiance Bancshares
ABTX
$17K ﹤0.01%
+450
New +$16.4K
LMRK
3780
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$17K ﹤0.01%
+1,021
New +$17.1K
CORE
3781
DELISTED
Core Mark Holding Co., Inc.
CORE
$17K ﹤0.01%
518
+41
+9% +$1.28K
PGNX
3782
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$17K ﹤0.01%
2,205
-221
-9% -$1.4K
FLIO
3783
DELISTED
Franklin Liberty International Opportunities ETF
FLIO
$17K ﹤0.01%
+606
New +$17.1K
PMR
3784
DELISTED
Invesco Dynamic Retail ETF
PMR
$17K ﹤0.01%
504
+2
+0.4% +$68
CRZO
3785
DELISTED
Carrizo Oil & Gas Inc
CRZO
$17K ﹤0.01%
990
-702
-41% -$10.3K
AMBR
3786
DELISTED
Amber Road Inc
AMBR
$17K ﹤0.01%
2,165
– –
ORM
3787
DELISTED
Owens Realty Mortgage, Inc.
ORM
$17K ﹤0.01%
958
– –
SGYP
3788
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$17K ﹤0.01%
5,831
-5,000
-46% -$17.1K
EOCC
3789
DELISTED
Enel Generacion Chile S.A.
EOCC
$17K ﹤0.01%
646
+587
+995% +$14.1K
SONC
3790
DELISTED
Sonic Corp
SONC
$17K ﹤0.01%
707
-47
-6% -$1.14K
UGAZ
3791
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
$17K ﹤0.01%
15
+10
+200% +$12.2K
DOD
3792
DELISTED
ELEMENTS "Dogs of the Dow" Total Return Index Note
DOD
$17K ﹤0.01%
858
– –
CHH icon
3793
Choice Hotels
CHH
$4.62B
$16K ﹤0.01%
252
-137
-35% -$8.56K
CIG icon
3794
CEMIG Preferred Shares
CIG
$5.64B
$16K ﹤0.01%
12,701
+3,583
+39% +$4.88K
CORT icon
3795
Corcept Therapeutics
CORT
$12.1B
$16K ﹤0.01%
828
+641
+343% +$9.56K
ESE icon
3796
ESCO Technologies
ESE
$7.65B
$16K ﹤0.01%
264
-4
-1% -$231
FJP icon
3797
First Trust Japan AlphaDEX Fund
FJP
$260M
$16K ﹤0.01%
287
– –
GGT
3798
Gabelli Multimedia Trust
GGT
$175M
$16K ﹤0.01%
1,641
+9
+0.6% +$82
GLNG icon
3799
Golar LNG
GLNG
$5.17B
$16K ﹤0.01%
696
+297
+74% +$6.52K
HOFT icon
3800
Hooker Furnishings Corp
HOFT
$163M
$16K ﹤0.01%
343
+35
+11% +$1.5K
150 151
152
153 154

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.