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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRAK
3776
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$5K ﹤0.01%
125
+97
+346% +$4.32K
WLT
3777
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$5K ﹤0.01%
3,938
+3
+0.1% +$7
TBAR
3778
DELISTED
ROYAL BANK OF SCOTLAND PLC RBS GOLD TRENDPILOT ETN (NL)
TBAR
$5K ﹤0.01%
200
– –
ARUN
3779
DELISTED
ARUBA NETWORKS, INC.
ARUN
$5K ﹤0.01%
300
– –
GFIG
3780
DELISTED
GFI GROUP INC
GFIG
$5K ﹤0.01%
+1,000
New +$5.24K
VOLC
3781
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$5K ﹤0.01%
+286
New +$3.44K
DDG
3782
DELISTED
Proshares Short Oil & Gas
DDG
$5K ﹤0.01%
+200
New +$5.07K
VVUS
3783
DELISTED
Vivus Inc
VVUS
$5K ﹤0.01%
180
+20
+13% +$651
SGY
3784
DELISTED
Stone Energy
SGY
$5K ﹤0.01%
+6
New +$7.21K
AADR icon
3785
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.7M
$4K ﹤0.01%
+110
New +$4.08K
ACAD icon
3786
Acadia Pharmaceuticals
ACAD
$5.07B
$4K ﹤0.01%
115
– –
AGRO icon
3787
Adecoagro
AGRO
$1.36B
$4K ﹤0.01%
500
-150
-23% -$1.3K
AMN icon
3788
AMN Healthcare
AMN
$1.28B
$4K ﹤0.01%
224
+67
+43% +$1.15K
ARCB icon
3789
ArcBest
ARCB
$3.03B
$4K ﹤0.01%
+100
New +$4.06K
AXTI icon
3790
AXT Inc
AXTI
$4.83B
$4K ﹤0.01%
1,450
– –
CCOI icon
3791
Cogent Communications
CCOI
$554M
$4K ﹤0.01%
+116
New +$3.89K
CMRE icon
3792
Costamare
CMRE
$1.69B
$4K ﹤0.01%
248
+1
+0.4% +$20
CPSS icon
3793
Consumer Portfolio Services
CPSS
$198M
$4K ﹤0.01%
550
– –
DENN
3794
DELISTED
Denny's
DENN
$4K ﹤0.01%
400
– –
DK icon
3795
Delek US
DK
$3.92B
$4K ﹤0.01%
138
-105
-43% -$3.18K
ESRT icon
3796
Empire State Realty Trust
ESRT
$802M
$4K ﹤0.01%
230
-94
-29% -$1.53K
FCF icon
3797
First Commonwealth Financial
FCF
$2.18B
$4K ﹤0.01%
+400
New +$3.6K
FELE icon
3798
Franklin Electric
FELE
$4.77B
$4K ﹤0.01%
122
+59
+94% +$2.18K
FWRD icon
3799
Forward Air
FWRD
$628M
$4K ﹤0.01%
88
– –
GEVO icon
3800
Gevo
GEVO
$403M
$4K ﹤0.01%
+2
New +$4.13K
150 151
152
153 154

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.