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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PANW icon
3776
Palo Alto Networks
PANW
$314B
– –
-84
Closed -$1K
PKOH icon
3777
Park-Ohio Holdings
PKOH
$693M
– –
-378
Closed -$12K
PLCE icon
3778
Children's Place
PLCE
$58.3M
$0 ﹤0.01%
8
-5
-38% -$274
PLOW icon
3779
Douglas Dynamics
PLOW
$984M
– –
-300
Closed -$4K
PLUG icon
3780
Plug Power
PLUG
$2.94B
$0 ﹤0.01%
30
– –
PNF
3781
DELISTED
PIMCO New York Municipal Income Fund
PNF
$0 ﹤0.01%
6
– –
PRDO icon
3782
Perdoceo Education
PRDO
$1.97B
$0 ﹤0.01%
148
– –
PRGS icon
3783
Progress Software
PRGS
$1.78B
$0 ﹤0.01%
4
– –
PRLB icon
3784
Protolabs
PRLB
$2.14B
$0 ﹤0.01%
+6
New +$415
PROV icon
3785
Provident Financial
PROV
$113M
– –
-12
Closed –
CNSY
3786
Cerenome, Inc. Common Stock
CNSY
$26.4M
– –
0
– -$5K
QMCO icon
3787
Quantum Corp
QMCO
$464M
$0 ﹤0.01%
2
– –
RBBN icon
3788
Ribbon Communications
RBBN
$367M
$0 ﹤0.01%
4
– –
RDI icon
3789
Reading International Class A
RDI
$35.2M
$0 ﹤0.01%
31
– –
REK icon
3790
ProShares Short Real Estate
REK
$11.9M
– –
-486
Closed -$25K
RLJ icon
3791
RLJ Lodging Trust
RLJ
$1.67B
– –
-136
Closed -$3K
ECHO
3792
EchoStar
ECHO
$25.9B
$0 ﹤0.01%
6
-4
-40% -$135
SBB icon
3793
ProShares Short SmallCap600
SBB
$3.37M
– –
-177
Closed -$25K
SCHP icon
3794
Schwab US TIPS ETF
SCHP
$16.2B
– –
-2,656
Closed -$71K
SCHZ icon
3795
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
– –
-982
Closed -$25K
SHOE
3796
Shoe Station Group
SHOE
$437M
$0 ﹤0.01%
8
– –
SFL icon
3797
SFL Corp
SFL
$1.58B
$0 ﹤0.01%
15
-360
-96% -$5.63K
SGRP
3798
DELISTED
SPAR Group
SGRP
$0 ﹤0.01%
200
– –
SIFY
3799
Sify Technologies
SIFY
$1.13B
$0 ﹤0.01%
+1
New +$11
SIM icon
3800
Grupo SIMEC
SIM
$4.72B
– –
-73
Closed -$1K
150 151
152
153 154

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.