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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWRM
3751
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
$18K ﹤0.01%
299
– –
PLM
3752
DELISTED
PolyMet Mining Corp.
PLM
$18K ﹤0.01%
2,970
-605
-17% -$3.84K
EMCG
3753
DELISTED
WisdomTree Emerging Markets Consumer Growth Fund
EMCG
$18K ﹤0.01%
700
-5,000
-88% -$123K
ARCO icon
3754
Arcos Dorados Holdings
ARCO
$1.67B
$17K ﹤0.01%
1,731
+138
+9% +$1.19K
ARDX icon
3755
Ardelyx
ARDX
$982M
$17K ﹤0.01%
3,000
+1,000
+50% +$5.27K
BKD icon
3756
Brookdale Senior Living
BKD
$3B
$17K ﹤0.01%
+1,581
New +$20K
BRX icon
3757
Brixmor Property Group
BRX
$9.09B
$17K ﹤0.01%
914
-175
-16% -$3.32K
CAL icon
3758
Caleres
CAL
$475M
$17K ﹤0.01%
562
– –
CECO icon
3759
Ceco Environmental
CECO
$4.32B
$17K ﹤0.01%
2,073
+1,802
+665% +$15.5K
CSGS
3760
DELISTED
CSG Systems International
CSGS
$17K ﹤0.01%
428
+59
+16% +$2.33K
CHRN
3761
ChronoScale Holdings
CHRN
$2.8B
$17K ﹤0.01%
62
-4
-6% -$1.42K
GREK
3762
Global X MSCI Greece ETF
GREK
$330M
$17K ﹤0.01%
572
– –
GTLS
3763
DELISTED
Chart Industries
GTLS
$17K ﹤0.01%
445
-326
-42% -$11.5K
MBI icon
3764
MBIA
MBI
$253M
$17K ﹤0.01%
1,914
+1,407
+278% +$14.1K
MLP icon
3765
Maui Land & Pineapple Co
MLP
$319M
$17K ﹤0.01%
1,200
+1,000
+500% +$15.8K
MRC
3766
DELISTED
MRC Global
MRC
$17K ﹤0.01%
985
-146
-13% -$2.4K
OVLY icon
3767
Oak Valley Bancorp
OVLY
$281M
$17K ﹤0.01%
1,008
– –
PKOH icon
3768
Park-Ohio Holdings
PKOH
$691M
$17K ﹤0.01%
375
– –
PLAB icon
3769
Photronics
PLAB
$1.95B
$17K ﹤0.01%
1,977
– –
PLX icon
3770
Protalix BioTherapeutics
PLX
$196M
$17K ﹤0.01%
3,000
– –
ROKU icon
3771
Roku
ROKU
$22.4B
$17K ﹤0.01%
+650
New +$16.3K
RZV icon
3772
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$303M
$17K ﹤0.01%
233
-11
-5% -$711
TFLO icon
3773
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$17K ﹤0.01%
340
– –
UVSP icon
3774
Univest Financial
UVSP
$1.18B
$17K ﹤0.01%
538
– –
VECO icon
3775
Veeco
VECO
$3.07B
$17K ﹤0.01%
811
+47
+6% +$1.13K
149 150
151
152 153

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.