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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NHC icon
3751
National Healthcare
NHC
$3.44B
$11K ﹤0.01%
163
-23
-12% -$1.49K
PALI icon
3752
Palisade Bio
PALI
$375M
– –
0
– –
PDN icon
3753
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$367M
$11K ﹤0.01%
388
+1
+0.3% +$27
PFGC icon
3754
Performance Food Group
PFGC
$16.4B
$11K ﹤0.01%
451
– –
RDY icon
3755
Dr. Reddy's Laboratories
RDY
$10.3B
$11K ﹤0.01%
1,185
-110
-8% -$1.05K
SHOO icon
3756
Steven Madden
SHOO
$3.46B
$11K ﹤0.01%
494
+14
+3% +$327
SYNA icon
3757
Synaptics
SYNA
$4.2B
$11K ﹤0.01%
188
-189
-50% -$10.4K
TAL icon
3758
TAL Education Group
TAL
$6.43B
$11K ﹤0.01%
960
+48
+5% +$506
TAYD icon
3759
Taylor Devices
TAYD
$170M
$11K ﹤0.01%
550
– –
TTSH
3760
DELISTED
Tile Shop Holdings
TTSH
$11K ﹤0.01%
+677
New +$11.6K
NAGE
3761
Niagen Bioscience
NAGE
$241M
$11K ﹤0.01%
3,754
– –
CDMO
3762
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$11K ﹤0.01%
3,729
+1,387
+59% +$3.73K
GLOP
3763
DELISTED
GASLOG PARTNERS LP
GLOP
$11K ﹤0.01%
500
– –
BLCM
3764
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$11K ﹤0.01%
55
+14
+34% +$2.41K
MANT
3765
DELISTED
Mantech International Corp
MANT
$11K ﹤0.01%
295
-8
-3% -$318
BPFH
3766
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$11K ﹤0.01%
795
-1,349
-63% -$16.7K
TTPH
3767
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$11K ﹤0.01%
150
– –
CZFC
3768
DELISTED
Citizens First Corporation
CZFC
$11K ﹤0.01%
700
– –
SXCP
3769
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$11K ﹤0.01%
745
– –
IPXL
3770
DELISTED
Impax Laboratories, Inc.
IPXL
$11K ﹤0.01%
500
– –
ERN
3771
DELISTED
Erin Energy Corp
ERN
$11K ﹤0.01%
4,750
-202
-4% -$490
IOIL
3772
DELISTED
IQ Global Oil Small Cap ETF
IOIL
$11K ﹤0.01%
1,000
– –
COBO
3773
DELISTED
ProShares USD Covered Bond
COBO
$11K ﹤0.01%
110
– –
AMT.PRA
3774
DELISTED
American Tower Corporation
AMT.PRA
$11K ﹤0.01%
100
– –
TPLM
3775
DELISTED
Triangle Petroleum Corporation
TPLM
$11K ﹤0.01%
41,700
+40,000
+2,353% +$9.99K
149 150
151
152 153

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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.