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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUN icon
3751
Sunoco
SUN
$14B
$7K ﹤0.01%
204
+4
+2% +$153
TDTF icon
3752
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$7K ﹤0.01%
280
– –
TLF icon
3753
Tandy Leather Factory
TLF
$20.6M
$7K ﹤0.01%
1,000
– –
TLK icon
3754
Telkom Indonesia
TLK
$14.5B
$7K ﹤0.01%
434
-74
-15% -$1.5K
TURN
3755
DELISTED
180 Degree Capital
TURN
$7K ﹤0.01%
1,083
– –
UFPT icon
3756
UFP Technologies
UFPT
$2.48B
$7K ﹤0.01%
310
– –
UPRO icon
3757
ProShares UltraPro S&P 500
UPRO
$5.86B
$7K ﹤0.01%
816
– –
VRTS icon
3758
Virtus Investment Partners
VRTS
$1.14B
$7K ﹤0.01%
+74
New +$8.52K
WTS icon
3759
Watts Water Technologies
WTS
$12.8B
$7K ﹤0.01%
144
+14
+11% +$744
WWR icon
3760
Westwater Resources
WWR
$75.2M
$7K ﹤0.01%
15
– –
YELP icon
3761
Yelp
YELP
$1.32B
$7K ﹤0.01%
329
-79
-19% -$2.19K
YPF icon
3762
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.4B
$7K ﹤0.01%
472
+144
+44% +$3.22K
XIFR
3763
XPLR Infrastructure LP
XIFR
$1.09B
$7K ﹤0.01%
305
+2
+0.7% +$63
CMRX
3764
DELISTED
Chimerix, Inc.
CMRX
$7K ﹤0.01%
170
+127
+295% +$6.28K
TCS
3765
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$7K ﹤0.01%
34
+21
+162% +$5.32K
BFX
3766
DELISTED
BowFlex Inc.
BFX
$7K ﹤0.01%
475
– –
FRGI
3767
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$7K ﹤0.01%
150
-138
-48% -$7.11K
SJR
3768
DELISTED
Shaw Communications Inc.
SJR
$7K ﹤0.01%
366
-33
-8% -$672
ALR
3769
DELISTED
AlerisLife Inc
ALR
$7K ﹤0.01%
261
+1
+0.4% +$38
AHPI
3770
DELISTED
Allied Healthcare Products
AHPI
$7K ﹤0.01%
3,020
– –
AMPE
3771
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$7K ﹤0.01%
8
+7
+700% +$5.86K
HCR
3772
DELISTED
Hi-Crush Inc. Common Stock
HCR
$7K ﹤0.01%
906
-131
-13% -$2.18K
PEGI
3773
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$7K ﹤0.01%
389
-172
-31% -$4.06K
AVP
3774
DELISTED
Avon Products, Inc.
AVP
$7K ﹤0.01%
2,338
+211
+10% +$1.07K
DF
3775
DELISTED
Dean Foods Company
DF
$7K ﹤0.01%
418
+22
+6% +$376
149 150
151
152 153

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.