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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHAG icon
3726
WisdomTree Yield Enhanced US Short-Term Aggregate Bond Fund
SHAG
$47.3M
$25K ﹤0.01%
497
+52
+12% +$2.53K
SPGP icon
3727
Invesco S&P 500 GARP ETF
SPGP
$2.33B
$25K ﹤0.01%
532
-596
-53% -$29.1K
VICE icon
3728
AdvisorShares Vice ETF
VICE
$7.2M
$25K ﹤0.01%
1,181
+620
+111% +$15.3K
WLY icon
3729
John Wiley & Sons Class A
WLY
$2.61B
$25K ﹤0.01%
537
+474
+752% +$25.5K
NVRO
3730
DELISTED
NEVRO CORP.
NVRO
$25K ﹤0.01%
680
-41
-6% -$1.82K
GPL
3731
DELISTED
Great Panther Mining Limited
GPL
$25K ﹤0.01%
3,600
+100
+3% +$660
TIVO
3732
DELISTED
Tivo Inc
TIVO
$25K ﹤0.01%
2,569
+507
+25% +$5.47K
RTEC
3733
DELISTED
Rudolph Technologies Inc
RTEC
$25K ﹤0.01%
1,233
+451
+58% +$9.15K
MELR
3734
DELISTED
Melrose Bancorp, Inc.
MELR
$25K ﹤0.01%
1,400
– –
SXCP
3735
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$25K ﹤0.01%
2,371
– –
INSY
3736
DELISTED
Insys Therapeutics, Inc.
INSY
$25K ﹤0.01%
7,290
+42
+0.6% +$292
TVPT
3737
DELISTED
Travelport Worldwide Limited
TVPT
$25K ﹤0.01%
1,619
-1,902
-54% -$29K
ELLI
3738
DELISTED
Ellie Mae Inc
ELLI
$25K ﹤0.01%
400
+353
+751% +$25.1K
PSAU
3739
DELISTED
Invesco Global Gold and Precious Metals ETF
PSAU
$25K ﹤0.01%
1,412
– –
ATKR icon
3740
Atkore
ATKR
$3.17B
$24K ﹤0.01%
1,205
+755
+168% +$15.8K
BLDP
3741
Ballard Power Systems
BLDP
$814M
$24K ﹤0.01%
10,520
+300
+3% +$943
CAMT icon
3742
Camtek
CAMT
$7.72B
$24K ﹤0.01%
3,601
+800
+29% +$6.2K
DHY
3743
Credit Suisse High Yield Credit Fund
DHY
$239M
$24K ﹤0.01%
11,042
+308
+3% +$728
EBF icon
3744
Ennis
EBF
$559M
$24K ﹤0.01%
1,244
+740
+147% +$14.2K
FLNT
3745
Fluent
FLNT
$129M
$24K ﹤0.01%
1,117
– –
HI
3746
DELISTED
Hillenbrand
HI
$24K ﹤0.01%
609
-98
-14% -$4.48K
HMN icon
3747
Horace Mann Educators
HMN
$2.13B
$24K ﹤0.01%
654
-203
-24% -$8.03K
HOPE icon
3748
Hope Bancorp
HOPE
$1.85B
$24K ﹤0.01%
2,002
+260
+15% +$3.72K
IIIN icon
3749
Insteel Industries
IIIN
$631M
$24K ﹤0.01%
1,006
– –
KRC icon
3750
Kilroy Realty
KRC
$4.22B
$24K ﹤0.01%
377
+370
+5,286% +$25.3K
148 149
150
151 152

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.