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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOVA icon
3726
Iovance Biotherapeutics
IOVA
$2.94B
$18K ﹤0.01%
2,225
– –
KBR icon
3727
KBR
KBR
$4.74B
$18K ﹤0.01%
954
-645
-40% -$10.4K
KRO icon
3728
KRONOS Worldwide
KRO
$963M
$18K ﹤0.01%
778
-492
-39% -$10.1K
MZTI
3729
The Marzetti Company
MZTI
$3.15B
$18K ﹤0.01%
150
+88
+142% +$10.6K
MVO
3730
DELISTED
MV Oil Trust
MVO
$18K ﹤0.01%
3,204
+2,461
+331% +$13.1K
PRIM icon
3731
Primoris Services
PRIM
$4.42B
$18K ﹤0.01%
588
+30
+5% +$799
PTCT icon
3732
PTC Therapeutics
PTCT
$6.15B
$18K ﹤0.01%
922
-10,107
-92% -$198K
QCRH icon
3733
QCR Holdings
QCRH
$1.71B
$18K ﹤0.01%
392
– –
SBSI icon
3734
Southside Bancshares
SBSI
$965M
$18K ﹤0.01%
505
-266
-35% -$9.03K
SCHL icon
3735
Scholastic
SCHL
$780M
$18K ﹤0.01%
480
+145
+43% +$5.81K
SCNI
3736
Scinai Immunotherapeutics
SCNI
$1.22M
$18K ﹤0.01%
+25
New +$20.5K
SOYB icon
3737
Teucrium Soybean Fund
SOYB
$59.8M
$18K ﹤0.01%
1,000
– –
TLPH icon
3738
Talphera
TLPH
$76.3M
$18K ﹤0.01%
200
-50
-20% -$3.12K
USPX icon
3739
Franklin US Equity Index ETF
USPX
$2.07B
$18K ﹤0.01%
600
– –
VPV icon
3740
Invesco Pennsylvania Value Municipal Income Trust
VPV
$201M
$18K ﹤0.01%
1,500
– –
WT icon
3741
WisdomTree
WT
$3.33B
$18K ﹤0.01%
1,777
+801
+82% +$7.75K
SP
3742
DELISTED
SP Plus Corporation
SP
$18K ﹤0.01%
465
+177
+61% +$6.22K
CCLP
3743
DELISTED
CSI Compressco LP
CCLP
$18K ﹤0.01%
3,421
+950
+38% +$4.56K
POLY
3744
DELISTED
Plantronics, Inc.
POLY
$18K ﹤0.01%
420
+18
+4% +$827
FBSS
3745
DELISTED
Fauquier Bankshares Inc
FBSS
$18K ﹤0.01%
900
– –
BRS
3746
DELISTED
Bristow Group, Inc.
BRS
$18K ﹤0.01%
1,925
– –
HHYX
3747
DELISTED
iShares Currency Hedged International High Yield Bond ETF of ISHARES TRUST
HHYX
$18K ﹤0.01%
640
+1
+0.2% +$27
CPLA
3748
DELISTED
Capella Education Company
CPLA
$18K ﹤0.01%
250
-45
-15% -$3.26K
WSKY
3749
DELISTED
Spirited Funds/ETFMG Whiskey & Spirits ETF
WSKY
$18K ﹤0.01%
602
+42
+8% +$1.25K
AFAM
3750
DELISTED
Almost Family Inc
AFAM
$18K ﹤0.01%
335
+70
+26% +$3.57K
148 149
150
151 152

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.