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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEA
3726
DELISTED
Invesco Shipping ETF
SEA
$12K ﹤0.01%
1,087
+6
+0.6% +$68
GYEN
3727
DELISTED
AdvisorShares Gartman Gold/Yen ETF
GYEN
$12K ﹤0.01%
1,000
– –
ISLE
3728
DELISTED
Isle of Capri Casinos Inc
ISLE
$12K ﹤0.01%
533
+461
+640% +$8.67K
PSG
3729
DELISTED
Performance Sports Group Ltd.
PSG
$12K ﹤0.01%
3,000
+1,000
+50% +$3.1K
FCE.B
3730
DELISTED
Forest City Realty Trust, Inc.
FCE.B
$12K ﹤0.01%
510
– –
GMTB
3731
DELISTED
Columbia Core Bond ETF
GMTB
$12K ﹤0.01%
219
– –
IBDF
3732
DELISTED
iShares iBonds Dec 2016 Term Corporate ETF
IBDF
$12K ﹤0.01%
478
-144
-23% -$3.61K
ARES icon
3733
Ares Management
ARES
$33.7B
$11K ﹤0.01%
+658
New +$11.3K
AWRE icon
3734
Aware
AWRE
$26.4M
$11K ﹤0.01%
2,000
– –
BBU
3735
DELISTED
Brookfield Business Partners
BBU
$11K ﹤0.01%
671
-536
-44% -$7.51K
CCNE icon
3736
CNB Financial Corp
CCNE
$1.04B
$11K ﹤0.01%
500
-1,000
-67% -$19.4K
CMRE icon
3737
Costamare
CMRE
$1.74B
$11K ﹤0.01%
1,230
+2
+0.2% +$18
CNA icon
3738
CNA Financial
CNA
$13.8B
$11K ﹤0.01%
309
-134
-30% -$4.35K
CRBN icon
3739
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.19B
$11K ﹤0.01%
111
– –
CRESY
3740
Cresud
CRESY
$752M
$11K ﹤0.01%
681
-112
-14% -$1.68K
CSPI icon
3741
CSP Inc
CSPI
$84.2M
$11K ﹤0.01%
2,200
– –
CTRE icon
3742
CareTrust REIT
CTRE
$9.18B
$11K ﹤0.01%
750
– –
FNB icon
3743
FNB Corp
FNB
$6.88B
$11K ﹤0.01%
861
+4
+0.5% +$49
HOUS
3744
DELISTED
Anywhere Real Estate
HOUS
$11K ﹤0.01%
427
– –
HRI icon
3745
Herc Holdings
HRI
$5.64B
$11K ﹤0.01%
350
-1,669
-83% -$56K
HURN icon
3746
Huron Consulting
HURN
$2.47B
$11K ﹤0.01%
183
-969
-84% -$59.9K
IDCC icon
3747
InterDigital
IDCC
$8.88B
$11K ﹤0.01%
133
– –
MCRB icon
3748
Seres Therapeutics
MCRB
$45M
$11K ﹤0.01%
45
+25
+125% +$8.77K
MITK icon
3749
Mitek Systems
MITK
$853M
$11K ﹤0.01%
1,300
+300
+30% +$2.35K
MNA icon
3750
IQ ARB Merger Arbitrage ETF
MNA
$254M
$11K ﹤0.01%
387
– –
148 149
150
151 152

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.