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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIVI
3726
DELISTED
Civitas Resources
CIVI
$7K ﹤0.01%
16
-2
-11% -$1.86K
COMT icon
3727
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.22B
$7K ﹤0.01%
+213
New +$7.3K
DHY
3728
Credit Suisse High Yield Credit Fund
DHY
$240M
$7K ﹤0.01%
2,924
-3,915
-57% -$9.49K
DIOD icon
3729
Diodes
DIOD
$4.48B
$7K ﹤0.01%
315
+2
+0.6% +$43
EMCB icon
3730
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$99.1M
$7K ﹤0.01%
104
– –
GCO icon
3731
Genesco
GCO
$394M
$7K ﹤0.01%
124
-33
-21% -$2.05K
GDO
3732
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$7K ﹤0.01%
450
-100
-18% -$1.66K
GPI icon
3733
Group 1 Automotive
GPI
$3.14B
$7K ﹤0.01%
84
+15
+22% +$1.35K
HEI icon
3734
HEICO Corp
HEI
$51.9B
$7K ﹤0.01%
339
– –
HURN icon
3735
Huron Consulting
HURN
$2.47B
$7K ﹤0.01%
117
+17
+17% +$1.22K
KCE icon
3736
State Street SPDR S&P Capital Markets ETF
KCE
$484M
$7K ﹤0.01%
170
+1
+0.6% +$47
KF
3737
Korea Fund
KF
$266M
$7K ﹤0.01%
211
– –
KT icon
3738
KT
KT
$9.03B
$7K ﹤0.01%
549
+55
+11% +$690
LMNR icon
3739
Limoneira
LMNR
$250M
$7K ﹤0.01%
420
– –
LPL icon
3740
LG Display
LPL
$3.37B
$7K ﹤0.01%
785
-166
-17% -$1.67K
MBI icon
3741
MBIA
MBI
$262M
$7K ﹤0.01%
1,200
-100
-8% -$643
MRCY icon
3742
Mercury Systems
MRCY
$6.59B
$7K ﹤0.01%
+431
New +$6.53K
MT icon
3743
ArcelorMittal
MT
$55.2B
$7K ﹤0.01%
623
-230
-27% -$4.27K
NUGT icon
3744
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.16B
$7K ﹤0.01%
+63
New +$10.1K
NVGS icon
3745
Navigator Holdings
NVGS
$1.27B
$7K ﹤0.01%
500
– –
NWG icon
3746
NatWest
NWG
$76.9B
$7K ﹤0.01%
665
– –
RDWR icon
3747
Radware
RDWR
$1.25B
$7K ﹤0.01%
400
-4,300
-91% -$81.9K
RGP icon
3748
Resources Connection
RGP
$145M
$7K ﹤0.01%
+443
New +$7.02K
SCM icon
3749
Stellus Capital Investment Corp
SCM
$254M
$7K ﹤0.01%
700
-600
-46% -$6.46K
SRV
3750
NXG Cushing Midstream Energy Fund
SRV
$224M
$7K ﹤0.01%
146
-6,634
-98% -$423K
148 149
150
151 152

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.