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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KB icon
3726
KB Financial Group
KB
$41.3B
$5K ﹤0.01%
139
+57
+70% +$2.04K
KRO icon
3727
KRONOS Worldwide
KRO
$963M
$5K ﹤0.01%
382
– –
LOGI icon
3728
Logitech
LOGI
$14.8B
$5K ﹤0.01%
343
– –
LTL icon
3729
ProShares Ultra Communication Services
LTL
$6.53M
$5K ﹤0.01%
+440
New +$4.94K
MASI
3730
DELISTED
Masimo
MASI
$5K ﹤0.01%
+182
New +$4.49K
MDGL icon
3731
Madrigal Pharmaceuticals
MDGL
$12.4B
$5K ﹤0.01%
57
-2
-3% -$207
MHD icon
3732
BlackRock MuniHoldings Fund
MHD
$605M
$5K ﹤0.01%
275
– –
MTG icon
3733
MGIC Investment
MTG
$6.23B
$5K ﹤0.01%
550
+500
+1,000% +$4.39K
MUC icon
3734
BlackRock MuniHoldings California Quality Fund
MUC
$1.02B
$5K ﹤0.01%
352
+59
+20% +$847
NMI icon
3735
Nuveen Municipal Income
NMI
$130M
$5K ﹤0.01%
+390
New +$4.45K
NMR icon
3736
Nomura Holdings
NMR
$28.6B
$5K ﹤0.01%
922
+343
+59% +$2.03K
NSIT icon
3737
Insight Enterprises
NSIT
$4.43B
$5K ﹤0.01%
+176
New +$4.19K
NTGR icon
3738
NETGEAR
NTGR
$648M
$5K ﹤0.01%
132
– –
ORN icon
3739
Orion Group Holdings
ORN
$396M
$5K ﹤0.01%
475
– –
PALL icon
3740
abrdn Physical Palladium Shares ETF
PALL
$673M
$5K ﹤0.01%
265
-5,835
-96% -$89.1K
PBH icon
3741
Prestige Consumer Healthcare
PBH
$2.54B
$5K ﹤0.01%
+140
New +$4.65K
RSPN icon
3742
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$5K ﹤0.01%
+260
New +$4.55K
SBSW icon
3743
Sibanye-Stillwater
SBSW
$7.51B
$5K ﹤0.01%
+687
New +$4.96K
SCL icon
3744
Stepan Co
SCL
$1.48B
$5K ﹤0.01%
113
-43
-28% -$1.83K
THD icon
3745
iShares MSCI Thailand ETF
THD
$354M
$5K ﹤0.01%
59
– –
VBF icon
3746
Invesco Bond Fund
VBF
$168M
$5K ﹤0.01%
250
– –
VKQ icon
3747
Invesco Municipal Trust
VKQ
$545M
$5K ﹤0.01%
394
– –
VSEC icon
3748
VSE Corp
VSEC
$6.79B
$5K ﹤0.01%
+154
New +$4.3K
ENFY
3749
DELISTED
Enlightify Inc
ENFY
$5K ﹤0.01%
271
– –
LUMO
3750
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$5K ﹤0.01%
15
-33
-69% -$9.82K
148 149
150
151 152

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.