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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLK icon
351
Blackrock
BLK
$175B
$5.38M 0.05%
13,719
+2,217
+19% +$908K
FNDX icon
352
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$5.38M 0.05%
474,420
+136,221
+40% +$1.68M
SJNK icon
353
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$5.35M 0.05%
205,464
-256,765
-56% -$6.89M
KHC icon
354
Kraft Heinz
KHC
$29.6B
$5.34M 0.05%
123,938
+14,341
+13% +$743K
RPG icon
355
Invesco S&P 500 Pure Growth ETF
RPG
$2.03B
$5.29M 0.05%
265,640
+4,320
+2% +$92.8K
SRE icon
356
Sempra
SRE
$55.1B
$5.26M 0.05%
97,158
-218
-0.2% -$12.4K
USFR
357
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$5.26M 0.05%
209,573
+194,142
+1,258% +$4.87M
FNCL icon
358
Fidelity MSCI Financials Index ETF
FNCL
$2.41B
$5.25M 0.05%
152,035
-157,267
-51% -$5.94M
IAGG icon
359
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$5.24M 0.05%
100,335
+80,200
+398% +$4.18M
GLW icon
360
Corning
GLW
$136B
$5.22M 0.05%
174,119
+51,069
+42% +$1.63M
STZ icon
361
Constellation Brands
STZ
$22.8B
$5.2M 0.05%
32,315
+3,013
+10% +$599K
ABFL
362
Abacus FCF Leaders ETF
ABFL
$543M
$5.17M 0.05%
164,551
+20,708
+14% +$709K
ZTS icon
363
Zoetis
ZTS
$30.9B
$5.15M 0.05%
60,274
+11,169
+23% +$1.01M
VWOB icon
364
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.22B
$5.14M 0.05%
69,199
+1,811
+3% +$135K
MDIV icon
365
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$5.1M 0.05%
302,076
+21,702
+8% +$387K
IWN icon
366
iShares Russell 2000 Value ETF
IWN
$14.5B
$5.08M 0.05%
47,371
+2,496
+6% +$300K
AVGO icon
367
Broadcom
AVGO
$2.01T
$5.07M 0.05%
200,670
+32,690
+19% +$771K
MU icon
368
Micron Technology
MU
$972B
$5.06M 0.05%
159,286
+10,821
+7% +$410K
TUZ
369
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$5.04M 0.05%
100,530
-2,666
-3% -$133K
AGGP
370
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$5.01M 0.05%
264,765
+250,738
+1,788% +$4.74M
IPAC icon
371
iShares Core MSCI Pacific ETF
IPAC
$2.74B
$5M 0.05%
98,812
+5,464
+6% +$296K
HYZD icon
372
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$4.98M 0.04%
222,053
+11,394
+5% +$268K
XSLV icon
373
Invesco S&P SmallCap Low Volatility ETF
XSLV
$246M
$4.98M 0.04%
117,162
+26,016
+29% +$1.2M
ADI icon
374
Analog Devices
ADI
$187B
$4.96M 0.04%
58,602
+21,007
+56% +$1.82M
IFV icon
375
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
$4.93M 0.04%
278,924
-10,586
-4% -$194K
13 14
15
16 17

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AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.