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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
351
Stryker
SYK
$130B
$4.32M 0.05%
30,405
-16,185
-35% -$2.32M
IWC icon
352
iShares Micro-Cap ETF
IWC
$1.5B
$4.31M 0.05%
45,658
+2,277
+5% +$201K
DIAX
353
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$4.27M 0.05%
251,989
+111
+0% +$1.85K
MON
354
DELISTED
Monsanto Co
MON
$4.27M 0.05%
35,635
+1,247
+4% +$147K
TXN icon
355
Texas Instruments
TXN
$261B
$4.25M 0.05%
47,463
+13,592
+40% +$1.12M
AWK icon
356
American Water Works
AWK
$26.9B
$4.25M 0.05%
52,508
-9,656
-16% -$782K
PIV
357
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$4.22M 0.05%
146,717
+18,821
+15% +$542K
SCHC icon
358
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$4.22M 0.05%
117,641
+108,813
+1,233% +$3.77M
TUZ
359
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$4.21M 0.05%
83,232
-16,989
-17% -$861K
FXR icon
360
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$4.21M 0.05%
113,481
+3,976
+4% +$142K
IAU icon
361
iShares Gold Trust
IAU
$64.4B
$4.2M 0.05%
170,463
+5,613
+3% +$138K
IEUR icon
362
iShares Core MSCI Europe ETF
IEUR
$9.17B
$4.18M 0.05%
84,222
+9,294
+12% +$448K
FISV
363
Fiserv Inc
FISV
$27.9B
$4.16M 0.05%
64,500
+6,950
+12% +$432K
FPX icon
364
First Trust US Equity Opportunities ETF
FPX
$1.49B
$4.15M 0.05%
64,920
+4,167
+7% +$255K
UTG icon
365
Reaves Utility Income Fund
UTG
$3.61B
$4.12M 0.04%
129,998
+9,631
+8% +$334K
EES icon
366
WisdomTree US SmallCap Earnings Fund
EES
$731M
$4.11M 0.04%
117,379
+2,069
+2% +$67.7K
SWKS icon
367
Skyworks Solutions
SWKS
$10.6B
$4.1M 0.04%
40,228
-7,282
-15% -$755K
MPT
368
Medical Properties Trust
MPT
$2.81B
$4.08M 0.04%
310,399
+64,966
+26% +$837K
TJX icon
369
TJX Companies
TJX
$178B
$4.06M 0.04%
110,154
+21,474
+24% +$765K
GLW icon
370
Corning
GLW
$143B
$4.04M 0.04%
134,654
+13,963
+12% +$414K
OKE icon
371
Oneok
OKE
$54.5B
$4.03M 0.04%
72,626
+22,322
+44% +$1.21M
IPAC icon
372
iShares Core MSCI Pacific ETF
IPAC
$2.77B
$4.02M 0.04%
71,120
+5,780
+9% +$321K
FXU icon
373
First Trust Utilities AlphaDEX Fund
FXU
$825M
$3.98M 0.04%
147,131
+18,286
+14% +$504K
JPS
374
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$3.96M 0.04%
380,624
+54,865
+17% +$563K
PCEF icon
375
Invesco CEF Income Composite ETF
PCEF
$813M
$3.92M 0.04%
163,426
+41,442
+34% +$987K
13 14
15
16 17

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.