We are live on
!
Find out more
LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
(+6.6%)
Cap. Flow
+$257M
Cap. Flow
% of AUM
3.85%
Top 10 Holdings %
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$65.5M |
| 2 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$39.8M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$39.7M |
| 4 |
iShares Russell 2000 Value ETF
IWN
|
+$38.9M |
| 5 |
VanEck Fallen Angel High Yield Bond ETF
ANGL
|
+$18.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$72.2M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$37.9M |
| 3 |
iShares S&P 500 Value ETF
IVE
|
+$19.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$19M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$18.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 5.3% |
| 2 | Financials | 5.29% |
| 3 | Technology | 5.07% |
| 4 | Industrials | 5.07% |
| 5 | Healthcare | 4.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$246M
| $3.24M | 0.05% |
132,235
-11,285
| -8% | -$285K |
|
|
ATVI
352
DELISTED
Activision Blizzard
ATVI
| $3.24M | 0.05% |
73,166
+9,454
| +15% | +$396K |
|
353
Automatic Data Processing
ADP
$109B
| $3.23M | 0.05% |
36,685
+1,601
| +5% | +$145K |
|
354
Tesla
TSLA
$1.31T
| $3.22M | 0.05% |
236,190
+32,505
| +16% | +$469K |
|
355
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
| $3.22M | 0.05% |
118,520
+9,462
| +9% | +$261K |
|
356
iShares US Healthcare ETF
IYH
$3.77B
| $3.22M | 0.05% |
107,065
+22,865
| +27% | +$699K |
|
357
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
| $3.21M | 0.05% |
68,643
-8,862
| -11% | -$413K |
|
358
Cummins
CMI
$87.4B
| $3.2M | 0.05% |
24,948
+3,975
| +19% | +$482K |
|
359
Chipotle Mexican Grill
CMG
$40.7B
| $3.19M | 0.05% |
376,050
+115,650
| +44% | +$951K |
|
|
APU
360
DELISTED
AmeriGas Partners, L.P.
APU
| $3.16M | 0.05% |
69,224
+8,403
| +14% | +$393K |
|
361
Kroger
KR
$34.6B
| $3.15M | 0.05% |
106,363
+11,106
| +12% | +$369K |
|
362
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.41B
| $3.14M | 0.05% |
38,476
+4,752
| +14% | +$370K |
|
363
Masco
MAS
$14.7B
| $3.11M | 0.05% |
90,585
-8,957
| -9% | -$310K |
|
364
Invesco S&P 500 Pure Growth ETF
RPG
$2.03B
| $3.1M | 0.05% |
183,930
-57,510
| -24% | -$966K |
|
365
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
| $3.09M | 0.05% |
30,472
+4,547
| +18% | +$460K |
|
366
Citigroup
C
$227B
| $3.09M | 0.05% |
65,219
+1,743
| +3% | +$79.3K |
|
|
DWIN
367
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
| $3.08M | 0.05% |
110,769
+47,556
| +75% | +$1.33M |
|
368
Sherwin-Williams
SHW
$88.1B
| $3.07M | 0.05% |
33,312
-1,272
| -4% | -$123K |
|
369
Wheaton Precious Metals
WPM
$60.6B
| $3.07M | 0.05% |
115,098
+11,081
| +11% | +$305K |
|
370
PG&E
PCG
$37.5B
| $3.04M | 0.05% |
49,730
+11,962
| +32% | +$760K |
|
371
J.M. Smucker
SJM
$12.6B
| $3.04M | 0.05% |
22,450
-1,188
| -5% | -$174K |
|
372
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
| $3.04M | 0.05% |
61,232
+14,457
| +31% | +$714K |
|
373
Eversource Energy
ES
$26.8B
| $3.01M | 0.05% |
55,676
+4,525
| +9% | +$255K |
|
374
Canadian National Railway
CNI
$75.7B
| $2.99M | 0.04% |
45,761
+5,110
| +13% | +$323K |
|
375
Dentsply Sirona
XRAY
$2.34B
| $2.93M | 0.04% |
49,389
-2,497
| -5% | -$153K |
|
Similar funds
AG
EM
HAM
CM
TRAM
MP
CONA
CBU
Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review
As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
- Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
- Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
- Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
- Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.