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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CABO icon
3701
Cable One
CABO
$204M
$27K ﹤0.01%
30
+6
+25% +$4.77K
CCK icon
3702
Crown Holdings
CCK
$13B
$27K ﹤0.01%
558
-1,251
-69% -$55.6K
CHH icon
3703
Choice Hotels
CHH
$4.69B
$27K ﹤0.01%
318
+18
+6% +$1.41K
CPA icon
3704
Copa Holdings
CPA
$6.18B
$27K ﹤0.01%
339
-286
-46% -$25.1K
CTSO icon
3705
Cytosorbents Corp
CTSO
$22.8M
$27K ﹤0.01%
2,070
– –
GAA icon
3706
Cambria Global Asset Allocation ETF
GAA
$75.1M
$27K ﹤0.01%
1,022
– –
GGT
3707
Gabelli Multimedia Trust
GGT
$176M
$27K ﹤0.01%
3,025
+1,363
+82% +$12.1K
IPO icon
3708
Renaissance IPO ETF
IPO
$165M
$27K ﹤0.01%
871
-184
-17% -$5.59K
KFY icon
3709
Korn Ferry
KFY
$4.32B
$27K ﹤0.01%
541
+38
+8% +$2.34K
LIVN icon
3710
LivaNova
LIVN
$4.45B
$27K ﹤0.01%
218
+210
+2,625% +$24.8K
MCRB icon
3711
Seres Therapeutics
MCRB
$45.6M
$27K ﹤0.01%
175
+100
+133% +$16.2K
NFRA icon
3712
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.05B
$27K ﹤0.01%
575
-22
-4% -$1.03K
NWSA icon
3713
News Corp Class A
NWSA
$15.7B
$27K ﹤0.01%
2,103
-1,052
-33% -$14.8K
OUT icon
3714
Outfront Media
OUT
$5.32B
$27K ﹤0.01%
+1,353
New +$26.9K
PAI
3715
Western Asset Investment Grade Income Fund
PAI
$114M
$27K ﹤0.01%
2,000
-12,231
-86% -$168K
SAIA icon
3716
Saia
SAIA
$10.2B
$27K ﹤0.01%
351
+75
+27% +$5.84K
SLP icon
3717
Simulations Plus
SLP
$371M
$27K ﹤0.01%
1,320
+240
+22% +$4.69K
SUSC icon
3718
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$27K ﹤0.01%
+1,106
New +$26.8K
TCI icon
3719
Transcontinental Realty Investors
TCI
$311M
$27K ﹤0.01%
841
+122
+17% +$4.12K
CPE
3720
DELISTED
Callon Petroleum Company
CPE
$27K ﹤0.01%
221
-276
-56% -$30.8K
SHLX
3721
DELISTED
Shell Midstream Partners, L.P.
SHLX
$27K ﹤0.01%
1,250
+250
+25% +$5.64K
PTR
3722
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$27K ﹤0.01%
335
-11
-3% -$820
PVG
3723
DELISTED
PRETIUM RESOURCES INC.
PVG
$27K ﹤0.01%
3,500
-100
-3% -$821
JE
3724
DELISTED
Just Energy Group Inc
JE
$27K ﹤0.01%
262
-30
-10% -$3.32K
TRCO
3725
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$27K ﹤0.01%
698
+11
+2% +$396
147 148
149
150 151

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.