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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSM icon
3701
Fortuna Silver Mines
FSM
$3.21B
$19K ﹤0.01%
4,350
+500
+13% +$2.34K
HTUS icon
3702
Hull Tactical US ETF
HTUS
$163M
$19K ﹤0.01%
686
-238
-26% -$6.49K
KMPR icon
3703
Kemper
KMPR
$1.54B
$19K ﹤0.01%
352
-53
-13% -$2.42K
KN icon
3704
Knowles
KN
$3.29B
$19K ﹤0.01%
1,201
-112
-9% -$1.72K
LBRDA icon
3705
Liberty Broadband Class A
LBRDA
$5.33B
$19K ﹤0.01%
193
+10
+5% +$954
SEB icon
3706
Seaboard Corp
SEB
$3.99B
$19K ﹤0.01%
4
– –
VBF icon
3707
Invesco Bond Fund
VBF
$168M
$19K ﹤0.01%
962
-1,050
-52% -$20.6K
ATRI
3708
DELISTED
Atrion Corp
ATRI
$19K ﹤0.01%
29
+4
+16% +$2.57K
SC
3709
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$19K ﹤0.01%
1,254
-38
-3% -$519
FIV
3710
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$19K ﹤0.01%
2,000
– –
ARCH
3711
DELISTED
Arch Resources, Inc.
ARCH
$19K ﹤0.01%
261
+117
+81% +$8.75K
HABT
3712
DELISTED
The Habit Restaurants, Inc. - Class A
HABT
$19K ﹤0.01%
1,450
– –
INSY
3713
DELISTED
Insys Therapeutics, Inc.
INSY
$19K ﹤0.01%
2,068
+533
+35% +$5.5K
TIME
3714
DELISTED
Time Inc.
TIME
$19K ﹤0.01%
1,483
+453
+44% +$6.08K
BDSI
3715
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$19K ﹤0.01%
6,412
+3,000
+88% +$9.14K
ACLS icon
3716
Axcelis
ACLS
$4.18B
$18K ﹤0.01%
655
+100
+18% +$2.21K
AGYS icon
3717
Agilysys
AGYS
$3.01B
$18K ﹤0.01%
1,500
– –
APPF icon
3718
AppFolio
APPF
$7.19B
$18K ﹤0.01%
366
-100
-21% -$3.93K
BHV icon
3719
BlackRock Virginia Muni Bond Trust
BHV
$20.4M
$18K ﹤0.01%
1,000
– –
ENS icon
3720
EnerSys
ENS
$6.79B
$18K ﹤0.01%
252
-39
-13% -$2.67K
EWD icon
3721
iShares MSCI Sweden ETF
EWD
$589M
$18K ﹤0.01%
518
– –
FWRD icon
3722
Forward Air
FWRD
$628M
$18K ﹤0.01%
317
-151
-32% -$7.97K
GAMR icon
3723
Amplify Video Game Tech ETF
GAMR
$40.2M
$18K ﹤0.01%
400
– –
IMKTA icon
3724
Ingles Markets
IMKTA
$1.65B
$18K ﹤0.01%
686
-56
-8% -$1.49K
INN
3725
Summit Hotel Properties
INN
$651M
$18K ﹤0.01%
1,133
-1,413
-55% -$22.9K
147 148
149
150 151

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.