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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSCC icon
3701
Lattice Semiconductor
LSCC
$18.2B
$12K ﹤0.01%
1,850
– –
MTX icon
3702
Minerals Technologies
MTX
$2.26B
$12K ﹤0.01%
168
– –
NTGR icon
3703
NETGEAR
NTGR
$647M
$12K ﹤0.01%
200
+50
+33% +$2.72K
NWS icon
3704
News Corp Class B
NWS
$17.8B
$12K ﹤0.01%
839
– –
OXSQ icon
3705
Oxford Square Capital
OXSQ
$160M
$12K ﹤0.01%
2,070
+770
+59% +$4.52K
PBD icon
3706
Invesco Global Clean Energy ETF
PBD
$195M
$12K ﹤0.01%
1,114
+6
+0.5% +$66
SILJ icon
3707
Amplify Junior Silver Miners ETF
SILJ
$3.89B
$12K ﹤0.01%
750
-250
-25% -$4.28K
SJT
3708
San Juan Basin Royalty Trust
SJT
$129M
$12K ﹤0.01%
1,984
– –
SLM icon
3709
SLM Corp
SLM
$5.22B
$12K ﹤0.01%
1,638
-366
-18% -$2.63K
SLVP icon
3710
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$952M
$12K ﹤0.01%
830
– –
USD icon
3711
ProShares Ultra Semiconductors
USD
$2.99B
$12K ﹤0.01%
9,600
– –
WTFC icon
3712
Wintrust Financial
WTFC
$11B
$12K ﹤0.01%
219
– –
WTPI
3713
WisdomTree Equity Premium Income Fund
WTPI
$504M
$12K ﹤0.01%
442
-266
-38% -$7.16K
TCS
3714
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$12K ﹤0.01%
147
-110
-43% -$8.86K
MFV
3715
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$12K ﹤0.01%
2,168
+30
+1% +$169
NPTN
3716
DELISTED
NEOPHOTONICS CORP
NPTN
$12K ﹤0.01%
759
+475
+167% +$6.68K
HBMD
3717
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$12K ﹤0.01%
900
– –
FPRX
3718
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$12K ﹤0.01%
223
+1
+0.5% +$48
GNC
3719
DELISTED
GNC Holdings, Inc.
GNC
$12K ﹤0.01%
598
-689
-54% -$15.1K
TRCB
3720
DELISTED
Two River Bancorp
TRCB
$12K ﹤0.01%
1,050
-525
-33% -$5.68K
ALDR
3721
DELISTED
Alder Biopharmaceuticals
ALDR
$12K ﹤0.01%
373
– –
JHDG
3722
DELISTED
WisdomTree Japan Hedged Quality Dividend Growth Fund
JHDG
$12K ﹤0.01%
550
– –
FCB
3723
DELISTED
FCB Financial Holdings, Inc.
FCB
$12K ﹤0.01%
322
+243
+308% +$8.96K
BAC.WS.B
3724
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$12K ﹤0.01%
120,000
– –
IPCC
3725
DELISTED
Infinity Property & Casualty C
IPCC
$12K ﹤0.01%
137
-203
-60% -$16.8K
147 148
149
150 151

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.