We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TESO
3701
DELISTED
Tesco Corp
TESO
$8K ﹤0.01%
1,100
– –
BSTG
3702
DELISTED
Biostage, Inc. Common Stock
BSTG
$8K ﹤0.01%
10,075
+10,000
+13,333% +$11.3K
CHMT
3703
DELISTED
Chemtura Corporation
CHMT
$8K ﹤0.01%
249
-55
-18% -$1.5K
PLKI
3704
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$8K ﹤0.01%
+139
New +$8.02K
IL
3705
DELISTED
IntraLinks Holdings Inc.
IL
$8K ﹤0.01%
955
+705
+282% +$7.49K
QLTI
3706
DELISTED
QLT Inc
QLTI
$8K ﹤0.01%
3,060
– –
SAAS
3707
DELISTED
inContact, Inc.
SAAS
$8K ﹤0.01%
1,000
– –
RAX
3708
DELISTED
Rackspace Hosting Inc
RAX
$8K ﹤0.01%
338
-311
-48% -$10K
FEIC
3709
DELISTED
FEI COMPANY
FEIC
$8K ﹤0.01%
114
-17
-13% -$1.34K
CRDC
3710
DELISTED
CARDICA INC COM NEW (DE)
CRDC
$8K ﹤0.01%
2,999
– –
EXXI
3711
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$8K ﹤0.01%
8,134
+6,070
+294% +$10.2K
REGI
3712
DELISTED
Renewable Energy Group, Inc.
REGI
$8K ﹤0.01%
971
+363
+60% +$3.44K
OKSB
3713
DELISTED
Southwest Bancorp Inc/OK
OKSB
$8K ﹤0.01%
446
+229
+106% +$3.94K
GEQ
3714
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$8K ﹤0.01%
500
-3,500
-88% -$61.7K
PLM
3715
DELISTED
PolyMet Mining Corp.
PLM
$8K ﹤0.01%
1,114
-300
-21% -$2.76K
CHA
3716
DELISTED
China Telecom Corporation, LTD
CHA
$8K ﹤0.01%
170
– –
AZPN
3717
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$8K ﹤0.01%
223
-32
-13% -$1.15K
ACU icon
3718
Acme United Corp
ACU
$233M
$7K ﹤0.01%
420
– –
ANET icon
3719
Arista Networks
ANET
$257B
$7K ﹤0.01%
+1,888
New +$8.99K
BNBX
3720
DELISTED
BNB PLUS CORP
BNBX
– –
0
– –
BBAR icon
3721
BBVA Argentina
BBAR
$3.27B
$7K ﹤0.01%
486
-521
-52% -$8.53K
BCBP icon
3722
BCB Bancorp
BCBP
$163M
$7K ﹤0.01%
700
+400
+133% +$4.52K
BCO icon
3723
Brink's
BCO
$4.72B
$7K ﹤0.01%
241
-11,489
-98% -$330K
BSAC icon
3724
Banco Santander Chile
BSAC
$16.1B
$7K ﹤0.01%
+429
New +$8.38K
CHIQ icon
3725
Global X MSCI China Consumer Discretionary ETF
CHIQ
$120M
$7K ﹤0.01%
+509
New +$6.48K
147 148
149
150 151

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.