LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOPE icon
3676
Hope Bancorp
HOPE
$1.39B
$34K ﹤0.01%
2,356
+398
KFRC icon
3677
Kforce
KFRC
$477M
$34K ﹤0.01%
901
-68
MBWM icon
3678
Mercantile Bank Corp
MBWM
$865M
$34K ﹤0.01%
1,024
-73
MCN
3679
Madison Covered Call & Equity Strategy Fund
MCN
$124M
$34K ﹤0.01%
5,441
MMI icon
3680
Marcus & Millichap
MMI
$991M
$34K ﹤0.01%
976
-116
PKX icon
3681
POSCO
PKX
$17.5B
$34K ﹤0.01%
727
+17
SHAG icon
3682
WisdomTree Yield Enhanced US Short-Term Aggregate Bond Fund
SHAG
$43M
$34K ﹤0.01%
683
+179
SIG icon
3683
Signet Jewelers
SIG
$3.41B
$34K ﹤0.01%
1,986
+35
VUSE icon
3684
Vident US Equity Strategy ETF
VUSE
$615M
$34K ﹤0.01%
1,108
XIFR
3685
XPLR Infrastructure LP
XIFR
$997M
$34K ﹤0.01%
652
TELL
3686
DELISTED
Tellurian Inc.
TELL
$34K ﹤0.01%
4,063
-4,684
SRNE
3687
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$34K ﹤0.01%
15,725
FOE
3688
DELISTED
Ferro Corporation
FOE
$34K ﹤0.01%
2,885
-40
JE
3689
DELISTED
Just Energy Group Inc
JE
$34K ﹤0.01%
425
-152
EAF icon
3690
GrafTech
EAF
$148M
$33K ﹤0.01%
251
-1,944
EXP icon
3691
Eagle Materials
EXP
$5.89B
$33K ﹤0.01%
370
-1,172
GVIP icon
3692
Goldman Sachs Hedge Industry VIP ETF
GVIP
$437M
$33K ﹤0.01%
601
+1
ADPT icon
3693
Adaptive Biotechnologies
ADPT
$2.05B
$33K ﹤0.01%
1,059
+843
CPER icon
3694
United States Copper Index Fund
CPER
$846M
$33K ﹤0.01%
2,072
CUBI icon
3695
Customers Bancorp
CUBI
$2.27B
$33K ﹤0.01%
1,608
MBCN
3696
DELISTED
Middlefield Banc Corp
MBCN
$33K ﹤0.01%
1,400
PGRE
3697
DELISTED
Paramount Group
PGRE
$33K ﹤0.01%
2,455
-1,613
PLMR icon
3698
Palomar
PLMR
$3.21B
$33K ﹤0.01%
836
+820
VREX icon
3699
Varex Imaging
VREX
$467M
$33K ﹤0.01%
1,149
-98
WPRT
3700
Westport Fuel Systems
WPRT
$35.6M
$33K ﹤0.01%
1,189
+10
146 147
148
149 150