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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLP
3676
DELISTED
Transmontaigne
TLP
$29K ﹤0.01%
765
-867
-53% -$33.6K
WRD
3677
DELISTED
WildHorse Resource Development
WRD
$29K ﹤0.01%
+1,239
New +$26.6K
CARS icon
3678
Cars.com
CARS
$650M
$28K ﹤0.01%
1,032
-567
-35% -$15.8K
CFBK icon
3679
CF Bankshares
CFBK
$233M
$28K ﹤0.01%
1,818
– –
ESE icon
3680
ESCO Technologies
ESE
$7.95B
$28K ﹤0.01%
417
+230
+123% +$14.9K
FXB icon
3681
Invesco CurrencyShares British Pound Sterling Trust
FXB
$65.2M
$28K ﹤0.01%
221
-350
-61% -$44.2K
HOPE icon
3682
Hope Bancorp
HOPE
$1.84B
$28K ﹤0.01%
1,742
+423
+32% +$7.32K
IHG icon
3683
InterContinental Hotels
IHG
$23.5B
$28K ﹤0.01%
419
-2,075
-83% -$136K
KFRC icon
3684
Kforce
KFRC
$1.04B
$28K ﹤0.01%
744
-274
-27% -$10.8K
OUNZ icon
3685
VanEck Merk Gold Trust
OUNZ
$2.72B
$28K ﹤0.01%
2,442
– –
TECL icon
3686
Direxion Daily Technology Bull 3x ETF
TECL
$6.34B
$28K ﹤0.01%
1,650
+10
+0.6% +$155
TWI icon
3687
Titan International
TWI
$441M
$28K ﹤0.01%
3,800
-143
-4% -$1.21K
VREX icon
3688
Varex Imaging
VREX
$779M
$28K ﹤0.01%
947
-78
-8% -$2.57K
XSOE icon
3689
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.12B
$28K ﹤0.01%
996
+477
+92% +$13.8K
PRKS icon
3690
United Parks & Resorts
PRKS
$2.05B
$28K ﹤0.01%
891
-362
-29% -$9.44K
CHIC
3691
DELISTED
Global X MSCI China Communication Services ETF
CHIC
$28K ﹤0.01%
1,050
+392
+60% +$10.8K
VIVE
3692
DELISTED
VIVEVE MED INC
VIVE
$28K ﹤0.01%
11
+3
+38% +$8.5K
HMSY
3693
DELISTED
HMS Holdings Corp.
HMSY
$28K ﹤0.01%
848
-760
-47% -$22K
MELR
3694
DELISTED
Melrose Bancorp, Inc.
MELR
$28K ﹤0.01%
1,400
+1,300
+1,300% +$25.7K
LVL
3695
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$28K ﹤0.01%
2,579
-107
-4% -$1.19K
CADE
3696
DELISTED
Cadence Bancorporation
CADE
$28K ﹤0.01%
+1,060
New +$29.7K
AGEN
3697
Agenus
AGEN
$325M
$27K ﹤0.01%
637
– –
ALNY icon
3698
Alnylam Pharmaceuticals
ALNY
$30.1B
$27K ﹤0.01%
+300
New +$30.2K
ALRM icon
3699
Alarm.com
ALRM
$2.73B
$27K ﹤0.01%
470
-459
-49% -$23.1K
ATMP icon
3700
iPath Select MLP ETN
ATMP
$647M
$27K ﹤0.01%
1,326
+282
+27% +$5.99K
146 147
148
149 150

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.