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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCI icon
3676
Transcontinental Realty Investors
TCI
$318M
$20K ﹤0.01%
719
+375
+109% +$9.27K
VNDA icon
3677
Vanda Pharmaceuticals
VNDA
$298M
$20K ﹤0.01%
1,134
+609
+116% +$10.2K
WERN icon
3678
Werner Enterprises
WERN
$2.18B
$20K ﹤0.01%
551
-787
-59% -$25K
MTOR
3679
DELISTED
MERITOR, Inc.
MTOR
$20K ﹤0.01%
763
-3,763
-83% -$74.7K
PSB
3680
DELISTED
PS Business Parks, Inc.
PSB
$20K ﹤0.01%
147
-13
-8% -$1.73K
FMK
3681
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
$20K ﹤0.01%
620
– –
CCMP
3682
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$20K ﹤0.01%
246
+112
+84% +$8.25K
PER
3683
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$20K ﹤0.01%
7,193
-6,956
-49% -$19.8K
HECO
3684
DELISTED
Strategy Shares EcoLogical Strategy ETF
HECO
$20K ﹤0.01%
480
+240
+100% +$9.88K
ADRA
3685
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$20K ﹤0.01%
600
– –
P
3686
DELISTED
Pandora Media Inc
P
$20K ﹤0.01%
2,518
-5,449
-68% -$46.8K
DM
3687
DELISTED
Dominion Energy Midstream Ptr LP
DM
$20K ﹤0.01%
610
+430
+239% +$12.2K
PRKR
3688
DELISTED
Parkervision Inc
PRKR
$20K ﹤0.01%
12,093
-200
-2% -$364
FSAM
3689
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$20K ﹤0.01%
+5,095
New +$20.9K
TVIX
3690
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$20K ﹤0.01%
18
+5
+38% +$8.4K
JHMS
3691
DELISTED
John Hancock Multifactor Consumer Staples ETF
JHMS
$20K ﹤0.01%
784
– –
FPT
3692
DELISTED
Federated Premier Intermediate M
FPT
$20K ﹤0.01%
1,450
– –
ASPN icon
3693
Aspen Aerogels
ASPN
$510M
$19K ﹤0.01%
4,500
-2,000
-31% -$8.74K
DCH
3694
Dauch Corp
DCH
$1.64B
$19K ﹤0.01%
1,096
– –
BLDR icon
3695
Builders FirstSource
BLDR
$8.08B
$19K ﹤0.01%
1,029
+983
+2,137% +$15.9K
BRC icon
3696
Brady Corp
BRC
$4.48B
$19K ﹤0.01%
500
-91
-15% -$3.1K
BZH icon
3697
Beazer Homes USA
BZH
$874M
$19K ﹤0.01%
1,000
+900
+900% +$13.7K
ENX
3698
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$19K ﹤0.01%
1,500
– –
ETSY icon
3699
Etsy
ETSY
$7.29B
$19K ﹤0.01%
1,110
+250
+29% +$3.94K
EVH icon
3700
Evolent Health
EVH
$464M
$19K ﹤0.01%
1,094
– –
146 147
148
149 150

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.