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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WELL.PRI
3676
DELISTED
Welltower Inc.
WELL.PRI
$13K ﹤0.01%
200
– –
ZOES
3677
DELISTED
Zoe's Kitchen, Inc.
ZOES
$13K ﹤0.01%
618
– –
SHLD
3678
DELISTED
Sears Holding Corporation
SHLD
$13K ﹤0.01%
1,153
+781
+210% +$11K
HHYX
3679
DELISTED
iShares Currency Hedged International High Yield Bond ETF of ISHARES TRUST
HHYX
$13K ﹤0.01%
518
+1
+0.2% +$26
APLP
3680
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$13K ﹤0.01%
+855
New +$12.3K
LBF
3681
DELISTED
Deutsche Global High Incm Fund
LBF
$13K ﹤0.01%
1,495
-675
-31% -$5.67K
XXIA
3682
DELISTED
Ixia
XXIA
$13K ﹤0.01%
1,023
+133
+15% +$1.52K
VA
3683
DELISTED
Virgin America Inc.
VA
$13K ﹤0.01%
249
– –
BLOX
3684
DELISTED
Infoblox Inc
BLOX
$13K ﹤0.01%
500
+337
+207% +$7.09K
PGH
3685
DELISTED
Pengrowth Energy Corporation
PGH
$13K ﹤0.01%
8,179
-1,136
-12% -$1.78K
MINC
3686
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$13K ﹤0.01%
269
– –
AIN icon
3687
Albany International
AIN
$1.82B
$12K ﹤0.01%
285
-591
-67% -$24.8K
ALRM icon
3688
Alarm.com
ALRM
$2.74B
$12K ﹤0.01%
417
-156
-27% -$4.35K
BH icon
3689
Biglari Holdings Class B
BH
$1.22B
$12K ﹤0.01%
42
– –
BSAC icon
3690
Banco Santander Chile
BSAC
$16.1B
$12K ﹤0.01%
594
– –
CBFV icon
3691
CB Financial Services
CBFV
$190M
$12K ﹤0.01%
500
– –
COTY icon
3692
Coty
COTY
$2.42B
$12K ﹤0.01%
503
-403
-44% -$10.6K
DEI icon
3693
Douglas Emmett
DEI
$1.99B
$12K ﹤0.01%
345
+28
+9% +$1.04K
ESPR
3694
DELISTED
Esperion Therapeutics
ESPR
$12K ﹤0.01%
900
– –
GABC icon
3695
German American Bancorp
GABC
$1.92B
$12K ﹤0.01%
480
– –
GWRS icon
3696
Global Water Resources
GWRS
$256M
$12K ﹤0.01%
1,500
– –
HL.PRB icon
3697
Hecla Mining Co Series B Preferred Stock
HL.PRB
$10.7M
$12K ﹤0.01%
200
– –
JEQ
3698
DELISTED
abrdn Japan Equity Fund
JEQ
$12K ﹤0.01%
1,500
– –
JJSF icon
3699
J&J Snack Foods
JJSF
$1.7B
$12K ﹤0.01%
99
+9
+10% +$1.09K
KW
3700
DELISTED
Kennedy-Wilson Holdings
KW
$12K ﹤0.01%
536
-72
-12% -$1.53K
146 147
148
149 150

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.