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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TROX icon
3676
Tronox
TROX
$958M
$8K ﹤0.01%
1,857
+949
+105% +$8.83K
VSTM icon
3677
Verastem
VSTM
$604M
$8K ﹤0.01%
370
+273
+281% +$21.6K
WKC icon
3678
World Kinect Corp
WKC
$1.9B
$8K ﹤0.01%
234
-229
-49% -$9.53K
WTFC icon
3679
Wintrust Financial
WTFC
$11B
$8K ﹤0.01%
153
-3
-2% -$159
SUNE
3680
SUNation Energy
SUNE
$10.4M
– –
0
– –
WIRE
3681
DELISTED
Encore Wire Corp
WIRE
$8K ﹤0.01%
229
+171
+295% +$6.06K
OPGN
3682
DELISTED
OpGen, Inc
OPGN
– –
0
– –
AIMC
3683
DELISTED
Altra Industrial Motion Corp
AIMC
$8K ﹤0.01%
357
-53
-13% -$1.33K
BKEP
3684
DELISTED
Blueknight Energy Partners L.P.
BKEP
$8K ﹤0.01%
1,357
+8
+0.6% +$53
SREV
3685
DELISTED
ServiceSource International, Inc.
SREV
$8K ﹤0.01%
2,000
– –
EVFM
3686
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
$8K ﹤0.01%
8
– –
ARNA
3687
DELISTED
Arena Pharmaceuticals Inc
ARNA
$8K ﹤0.01%
430
– –
QADB
3688
DELISTED
QAD Inc. Class B
QADB
$8K ﹤0.01%
378
– –
TCO
3689
DELISTED
Taubman Centers Inc.
TCO
$8K ﹤0.01%
108
-363
-77% -$25.7K
EGIF
3690
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$8K ﹤0.01%
+500
New +$9.61K
TLRA
3691
DELISTED
Telaria, Inc.
TLRA
$8K ﹤0.01%
4,167
– –
SSFN
3692
DELISTED
Stewardship Financial Corp
SSFN
$8K ﹤0.01%
1,302
– –
DFRG
3693
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
$8K ﹤0.01%
548
-14
-2% -$213
CHSP
3694
DELISTED
Chesapeake Lodging Trust
CHSP
$8K ﹤0.01%
312
+2
+0.6% +$60
AMID
3695
DELISTED
American Midstream Partners, LP
AMID
$8K ﹤0.01%
685
-1,498
-69% -$19K
SXCP
3696
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$8K ﹤0.01%
745
– –
FCB
3697
DELISTED
FCB Financial Holdings, Inc.
FCB
$8K ﹤0.01%
242
+181
+297% +$5.99K
BPK
3698
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$8K ﹤0.01%
488
+5
+1% +$77
ANW
3699
DELISTED
Aegean Marine Petroleum Network
ANW
$8K ﹤0.01%
1,163
+1,003
+627% +$9.68K
SNAK
3700
DELISTED
Inventure Foods, Inc.
SNAK
$8K ﹤0.01%
850
– –
146 147
148
149 150

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.