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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUQ
3676
DELISTED
AURICO GOLD INC COM
AUQ
$1K ﹤0.01%
284
-370
-57% -$1.43K
KNM
3677
DELISTED
KONAMI CORPORATION ADS (1 SH COM STK)
KNM
$1K ﹤0.01%
33
– –
AVIV
3678
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
$1K ﹤0.01%
24
+3
+14% +$74
KWK
3679
DELISTED
QUICKSILVER RESOURCES INC
KWK
$1K ﹤0.01%
300
– –
PIKE
3680
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
$1K ﹤0.01%
55
– –
FST
3681
DELISTED
FOREST OIL CORPORATION
FST
$1K ﹤0.01%
241
+106
+79% +$480
DVR
3682
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$1K ﹤0.01%
334
+30
+10% +$58
EQU
3683
DELISTED
EQUAL ENERGY LTD COM
EQU
$1K ﹤0.01%
100
– –
SYNM
3684
DELISTED
SYNTROLEUM CORP COM STK NEW (DE)
SYNM
$1K ﹤0.01%
229
– –
MBIS
3685
DELISTED
MEDIABISTRO INC COM (DE)
MBIS
$1K ﹤0.01%
200
– –
LCAV
3686
DELISTED
LCA-VISION INC
LCAV
$1K ﹤0.01%
222
– –
JNY
3687
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$1K ﹤0.01%
81
– –
PACR
3688
DELISTED
PACER INTL INC TENN
PACR
$1K ﹤0.01%
82
– –
CEC
3689
DELISTED
CEC ENTERTAINMENT INC
CEC
$1K ﹤0.01%
22
– –
ASIA
3690
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
$1K ﹤0.01%
50
– –
QTWW
3691
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$1K ﹤0.01%
164
– –
IVAN
3692
DELISTED
IVANHOE ENERGY INC COM SHS (CDA)
IVAN
$1K ﹤0.01%
243
– –
ASCMA
3693
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$1K ﹤0.01%
7
– –
CTIC
3694
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$1K ﹤0.01%
35
– –
CPSL
3695
DELISTED
CHINA PRECISION STEEL INC COM STK NEW (DE)
CPSL
$1K ﹤0.01%
1,025
– –
BTM
3696
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$1K ﹤0.01%
813
– –
HAV
3697
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
$1K ﹤0.01%
153
– –
HSA
3698
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$1K ﹤0.01%
152
– –
MRGE
3699
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
$1K ﹤0.01%
300
-800
-73% -$1.95K
MTL
3700
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$1K ﹤0.01%
108
– –
146 147
148
149 150

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.