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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CORT icon
3651
Corcept Therapeutics
CORT
$12.3B
$29K ﹤0.01%
2,125
-705
-25% -$9.85K
CSBR icon
3652
Champions Oncology
CSBR
$69.5M
$29K ﹤0.01%
+1,633
New +$14.5K
DHY
3653
Credit Suisse High Yield Credit Fund
DHY
$240M
$29K ﹤0.01%
10,734
+241
+2% +$631
EGO icon
3654
Eldorado Gold
EGO
$10.3B
$29K ﹤0.01%
6,575
+360
+6% +$1.78K
EPR.PRC icon
3655
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
$29K ﹤0.01%
1,050
– –
ESGR
3656
DELISTED
Enstar Group
ESGR
$29K ﹤0.01%
139
-1
-0.7% -$212
ESGU icon
3657
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$29K ﹤0.01%
+450
New +$28.2K
HNW
3658
DELISTED
Pioneer Diversified High Income Fund
HNW
$29K ﹤0.01%
2,000
– –
LFVN icon
3659
LifeVantage
LFVN
$80.7M
$29K ﹤0.01%
2,552
+430
+20% +$4.58K
MATW icon
3660
Matthews International
MATW
$727M
$29K ﹤0.01%
570
+52
+10% +$2.8K
MCS icon
3661
Marcus Corp
MCS
$912M
$29K ﹤0.01%
671
-265
-28% -$10.1K
MHF
3662
Western Asset Municipal High Income Fund
MHF
$152M
$29K ﹤0.01%
4,181
– –
PAGP icon
3663
Plains GP Holdings
PAGP
$5.08B
$29K ﹤0.01%
1,209
-729
-38% -$18.1K
RAIL icon
3664
FreightCar America
RAIL
$240M
$29K ﹤0.01%
1,800
– –
SENEA icon
3665
Seneca Foods Class A
SENEA
$1.29B
$29K ﹤0.01%
852
-41
-5% -$1.23K
SMTC icon
3666
Semtech
SMTC
$12.9B
$29K ﹤0.01%
529
-311
-37% -$16.3K
SNBR
3667
DELISTED
Sleep Number
SNBR
$29K ﹤0.01%
800
-147
-16% -$4.77K
TWM icon
3668
ProShares UltraShort Russell2000
TWM
$40.6M
$29K ﹤0.01%
105
– –
HURA
3669
TuHURA Biosciences
HURA
$153M
$29K ﹤0.01%
2
– –
ONC
3670
BeOne Medicines Ltd
ONC
$39.1B
$29K ﹤0.01%
+169
New +$28.4K
TRHC
3671
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$29K ﹤0.01%
+356
New +$26.1K
GPL
3672
DELISTED
Great Panther Mining Limited
GPL
$29K ﹤0.01%
3,500
– –
ECHO
3673
DELISTED
Echo Global Logistics, Inc.
ECHO
$29K ﹤0.01%
935
+846
+951% +$27.5K
NAV
3674
DELISTED
Navistar International
NAV
$29K ﹤0.01%
761
-911
-54% -$38K
EUMF
3675
DELISTED
WisdomTree Europe Multifactor Fund
EUMF
$29K ﹤0.01%
993
+298
+43% +$8.96K
145 146
147
148 149

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.