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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZEN
3651
DELISTED
ZENDESK INC
ZEN
$21K ﹤0.01%
736
+690
+1,500% +$19.4K
XONE
3652
DELISTED
The ExOne Company
XONE
$21K ﹤0.01%
1,812
+1,448
+398% +$14.3K
MLPY
3653
DELISTED
Morgan Stanley Cushing MLP High Income Index ETN
MLPY
$21K ﹤0.01%
2,953
– –
TRQ
3654
DELISTED
Turquoise Hill Resources Ltd
TRQ
$21K ﹤0.01%
680
– –
TTPH
3655
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$21K ﹤0.01%
150
– –
LABL
3656
DELISTED
Multi-Color Corp
LABL
$21K ﹤0.01%
252
-193
-43% -$15.4K
JJC
3657
DELISTED
iPath Bloomberg Copper Subindex Total Return ETN due October 22, 2037
JJC
$21K ﹤0.01%
658
-1,600
-71% -$52.9K
FXEU
3658
DELISTED
PowerShares Europe Currency Hedged Low Volatility Portfolio
FXEU
$21K ﹤0.01%
895
+7
+0.8% +$162
XLFS
3659
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
$21K ﹤0.01%
400
-440
-52% -$23.1K
AVXL icon
3660
Anavex Life Sciences
AVXL
$325M
$20K ﹤0.01%
4,825
+800
+20% +$3.56K
BZUN
3661
Baozun
BZUN
$169M
$20K ﹤0.01%
600
-400
-40% -$12.6K
CASH icon
3662
Pathward Financial
CASH
$1.82B
$20K ﹤0.01%
780
-1,350
-63% -$34.9K
CTO
3663
CTO Realty Growth
CTO
$809M
$20K ﹤0.01%
1,227
– –
DEI icon
3664
Douglas Emmett
DEI
$1.92B
$20K ﹤0.01%
502
-136
-21% -$5.21K
GUT
3665
Gabelli Utility Trust
GUT
$572M
$20K ﹤0.01%
2,902
– –
HLF icon
3666
Herbalife
HLF
$1.23B
$20K ﹤0.01%
604
-220
-27% -$7.53K
IPO icon
3667
Renaissance IPO ETF
IPO
$159M
$20K ﹤0.01%
744
+53
+8% +$1.37K
KAI icon
3668
Kadant
KAI
$4B
$20K ﹤0.01%
206
+50
+32% +$4.24K
KFY icon
3669
Korn Ferry
KFY
$4.25B
$20K ﹤0.01%
513
-9
-2% -$310
MLKN icon
3670
MillerKnoll
MLKN
$1.62B
$20K ﹤0.01%
551
– –
MUX icon
3671
McEwen Inc
MUX
$1.17B
$20K ﹤0.01%
1,013
+3
+0.3% +$73
NAT icon
3672
Nordic American Tanker
NAT
$1.31B
$20K ﹤0.01%
3,793
-269
-7% -$1.48K
OKTA icon
3673
Okta
OKTA
$26.1B
$20K ﹤0.01%
+700
New +$17.7K
RFEM icon
3674
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$81.5M
$20K ﹤0.01%
300
– –
SID icon
3675
Companhia Siderúrgica Nacional
SID
$1.15B
$20K ﹤0.01%
6,794
+274
+4% +$735
145 146
147
148 149

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.