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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMBS icon
3651
Rambus
RMBS
$10.8B
$15K ﹤0.01%
1,062
-3,563
-77% -$46.1K
SCHL icon
3652
Scholastic
SCHL
$784M
$15K ﹤0.01%
314
-31
-9% -$1.32K
SMCI icon
3653
Super Micro Computer
SMCI
$25.3B
$15K ﹤0.01%
5,210
-400
-7% -$1.01K
SRV
3654
NXG Cushing Midstream Energy Fund
SRV
$224M
$15K ﹤0.01%
273
+3
+1% +$151
VUZI icon
3655
Vuzix
VUZI
$220M
$15K ﹤0.01%
2,177
+2,000
+1,130% +$14.9K
WERN icon
3656
Werner Enterprises
WERN
$2.31B
$15K ﹤0.01%
551
– –
ZUMZ icon
3657
Zumiez
ZUMZ
$319M
$15K ﹤0.01%
700
– –
NXGN
3658
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$15K ﹤0.01%
1,111
– –
FMBI
3659
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$15K ﹤0.01%
608
-133
-18% -$2.94K
NNA
3660
DELISTED
Navios Maritime Acquisition Corporation
NNA
$15K ﹤0.01%
600
-544
-48% -$12.2K
FBSS
3661
DELISTED
Fauquier Bankshares Inc
FBSS
$15K ﹤0.01%
900
– –
BAF
3662
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$15K ﹤0.01%
1,031
+146
+16% +$2.12K
AMBR
3663
DELISTED
Amber Road Inc
AMBR
$15K ﹤0.01%
+1,651
New +$16.7K
SN
3664
DELISTED
Sanchez Energy Corporation
SN
$15K ﹤0.01%
1,646
– –
HGT
3665
DELISTED
Hugoton Royalty Trust
HGT
$15K ﹤0.01%
7,006
-225
-3% -$496
PRKR
3666
DELISTED
Parkervision Inc
PRKR
$15K ﹤0.01%
8,293
+4,000
+93% +$12.5K
CBF
3667
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$15K ﹤0.01%
406
+216
+114% +$7.57K
ACAT
3668
DELISTED
Arctic Cat Inc
ACAT
$15K ﹤0.01%
1,015
– –
WPG
3669
DELISTED
Washington Prime Group Inc.
WPG
$15K ﹤0.01%
163
+67
+70% +$6.4K
ORBC
3670
DELISTED
ORBCOMM, Inc.
ORBC
$15K ﹤0.01%
1,879
– –
DCUC
3671
DELISTED
Dominion Energy, Inc.
DCUC
$15K ﹤0.01%
300
– –
ACHC icon
3672
Acadia Healthcare
ACHC
$2.82B
$14K ﹤0.01%
400
-1,335
-77% -$51.8K
ADEA icon
3673
Adeia
ADEA
$3.16B
$14K ﹤0.01%
1,240
-196
-14% -$2.08K
BBT
3674
Beacon Financial Corp
BBT
$2.71B
$14K ﹤0.01%
388
+281
+263% +$9.04K
BLE
3675
DELISTED
BlackRock Municipal Income Trust II
BLE
$14K ﹤0.01%
930
-10,168
-92% -$150K
145 146
147
148 149

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.