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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTRI icon
3651
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$130M
$13K ﹤0.01%
1,200
– –
GAMR icon
3652
Amplify Video Game Tech ETF
GAMR
$39.9M
$13K ﹤0.01%
400
– –
GLOF icon
3653
iShares Global Equity Factor ETF
GLOF
$225M
$13K ﹤0.01%
534
– –
GRID
3654
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.3B
$13K ﹤0.01%
324
+1
+0.3% +$38
HTLD icon
3655
Heartland Express
HTLD
$979M
$13K ﹤0.01%
666
– –
JMM icon
3656
Nuveen Multi-Market Income Fund
JMM
$55.2M
$13K ﹤0.01%
1,715
– –
PLXS icon
3657
Plexus
PLXS
$7.04B
$13K ﹤0.01%
279
– –
RDN icon
3658
Radian Group
RDN
$4.92B
$13K ﹤0.01%
985
+344
+54% +$4.44K
ROBO icon
3659
ROBO Global Robotics & Automation Index ETF
ROBO
$2.13B
$13K ﹤0.01%
452
-37
-8% -$990
SCHL icon
3660
Scholastic
SCHL
$784M
$13K ﹤0.01%
345
-576
-63% -$23.1K
SHAK icon
3661
Shake Shack
SHAK
$2.98B
$13K ﹤0.01%
375
-1,224
-77% -$45.3K
SMCI icon
3662
Super Micro Computer
SMCI
$25.3B
$13K ﹤0.01%
5,610
+670
+14% +$1.49K
SNBR
3663
DELISTED
Sleep Number
SNBR
$13K ﹤0.01%
600
– –
TDTF icon
3664
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$13K ﹤0.01%
528
+248
+89% +$6.3K
WERN icon
3665
Werner Enterprises
WERN
$2.31B
$13K ﹤0.01%
551
– –
ZUMZ icon
3666
Zumiez
ZUMZ
$319M
$13K ﹤0.01%
700
– –
BIG
3667
DELISTED
Big Lots, Inc.
BIG
$13K ﹤0.01%
295
-528
-64% -$27K
NXGN
3668
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$13K ﹤0.01%
1,111
-522
-32% -$6.27K
TEN
3669
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$13K ﹤0.01%
221
+22
+11% +$1.2K
EHT
3670
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$13K ﹤0.01%
1,300
– –
FBSS
3671
DELISTED
Fauquier Bankshares Inc
FBSS
$13K ﹤0.01%
900
– –
WBC
3672
DELISTED
WABCO HOLDINGS INC.
WBC
$13K ﹤0.01%
114
-16
-12% -$1.63K
LGCY
3673
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$13K ﹤0.01%
10,082
-6,673
-40% -$10.8K
INSY
3674
DELISTED
Insys Therapeutics, Inc.
INSY
$13K ﹤0.01%
1,173
-1,262
-52% -$19.2K
EMES
3675
DELISTED
Emerge Energy Services LP
EMES
$13K ﹤0.01%
1,000
-420
-30% -$4.79K
145 146
147
148 149

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.