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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMO
3651
DELISTED
General Moly, Inc.
GMO
$1K ﹤0.01%
1,000
– –
TTPH
3652
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$1K ﹤0.01%
+5
New +$1.19K
MLNX
3653
DELISTED
Mellanox Technologies, Ltd.
MLNX
$1K ﹤0.01%
20
– –
PEGI
3654
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$1K ﹤0.01%
+26
New +$647
ARQL
3655
DELISTED
Arqule Inc
ARQL
$1K ﹤0.01%
500
– –
TOWR
3656
DELISTED
Tower International, Inc.
TOWR
$1K ﹤0.01%
+60
New +$1.25K
AUSE
3657
DELISTED
WisdomTree Australia Dividend Fund
AUSE
$1K ﹤0.01%
19
– –
ESL
3658
DELISTED
Esterline Technologies
ESL
$1K ﹤0.01%
12
– –
HQCL
3659
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
$1K ﹤0.01%
20
– –
AFSI
3660
DELISTED
AmTrust Financial Services, Inc.
AFSI
$1K ﹤0.01%
48
– –
LDF
3661
DELISTED
Latin American Discovery Fund
LDF
$1K ﹤0.01%
100
– –
SNMX
3662
DELISTED
Senomyx, Inc.
SNMX
$1K ﹤0.01%
260
– –
PHH
3663
DELISTED
PHH Corporation
PHH
$1K ﹤0.01%
31
– –
FCRE
3664
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$1K ﹤0.01%
14
– –
SPIL
3665
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$1K ﹤0.01%
138
– –
DYN
3666
DELISTED
Dynegy, Inc.
DYN
$1K ﹤0.01%
45
+44
+4,400% +$895
ACTA
3667
DELISTED
Actua Corp
ACTA
$1K ﹤0.01%
33
-7
-18% -$118
CLMS
3668
DELISTED
Calamos Asset Management, Inc.
CLMS
$1K ﹤0.01%
127
– –
IMN
3669
DELISTED
Imation
IMN
$1K ﹤0.01%
269
– –
ATE
3670
DELISTED
Advantest Corp
ATE
$1K ﹤0.01%
54
– –
ORIG
3671
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
0
– –
SFXE
3672
DELISTED
SFX ENTERTAINMENT, INC COM
SFXE
$1K ﹤0.01%
+50
New +$502
MSO
3673
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$1K ﹤0.01%
140
-200
-59% -$611
PSEM
3674
DELISTED
PERICOM SEMICONDUCTOR CP
PSEM
$1K ﹤0.01%
120
– –
THOR
3675
DELISTED
THORATEC CORPORATION
THOR
$1K ﹤0.01%
39
– –
145 146
147
148 149

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.