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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXGN
3626
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$22K ﹤0.01%
1,421
+310
+28% +$5K
HZN
3627
DELISTED
Horizon Global Corporation
HZN
$22K ﹤0.01%
1,269
-1,899
-60% -$30.9K
LCM
3628
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$22K ﹤0.01%
2,600
+50
+2% +$429
KYO
3629
DELISTED
Kyocera Adr
KYO
$22K ﹤0.01%
363
-145
-29% -$8.7K
GHS
3630
DELISTED
REX Gold Hedged S&P 500 ETF
GHS
$22K ﹤0.01%
690
– –
SPIL
3631
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$22K ﹤0.01%
+2,768
New +$22.1K
NBO
3632
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$22K ﹤0.01%
1,772
– –
OSG
3633
Octave Specialty Group
OSG
$205M
$21K ﹤0.01%
1,207
– –
CUZ icon
3634
Cousins Properties
CUZ
$4.83B
$21K ﹤0.01%
558
-496
-47% -$18.1K
DSX icon
3635
Diana Shipping
DSX
$294M
$21K ﹤0.01%
8,307
– –
EMGF icon
3636
iShares Emerging Markets Equity Factor ETF
EMGF
$1.87B
$21K ﹤0.01%
453
+53
+13% +$2.41K
FTXL icon
3637
First Trust Nasdaq Semiconductor ETF
FTXL
$1.33B
$21K ﹤0.01%
+757
New +$19.7K
GEF icon
3638
Greif
GEF
$4.98B
$21K ﹤0.01%
357
– –
COLO
3639
Global X MSCI Colombia ETF
COLO
$213M
$21K ﹤0.01%
505
-250
-33% -$10.1K
NWSA icon
3640
News Corp Class A
NWSA
$15.5B
$21K ﹤0.01%
1,540
-178
-10% -$2.41K
QTWO icon
3641
Q2 Holdings
QTWO
$3.95B
$21K ﹤0.01%
499
+16
+3% +$626
RWT
3642
Redwood Trust
RWT
$588M
$21K ﹤0.01%
1,251
– –
SJT
3643
San Juan Basin Royalty Trust
SJT
$126M
$21K ﹤0.01%
2,650
– –
SLG icon
3644
SL Green Realty
SLG
$3.95B
$21K ﹤0.01%
215
+7
+3% +$679
SNBR
3645
DELISTED
Sleep Number
SNBR
$21K ﹤0.01%
647
+147
+29% +$4.59K
STBA icon
3646
S&T Bancorp
STBA
$1.81B
$21K ﹤0.01%
533
+81
+18% +$2.98K
TNC icon
3647
Tennant Co
TNC
$1.13B
$21K ﹤0.01%
312
+1
+0.3% +$67
TRAK icon
3648
ReposiTrak
TRAK
$156M
$21K ﹤0.01%
1,750
– –
TTOO
3649
DELISTED
T2 Biosystems, Inc
TTOO
$21K ﹤0.01%
1
– –
WIL
3650
DELISTED
iPath Women in Leadership ETN
WIL
$21K ﹤0.01%
336
– –
144 145
146
147 148

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.