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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UDIV icon
3626
Franklin US Core Dividend Tilt Index ETF
UDIV
$147M
$14K ﹤0.01%
+554
New +$14.6K
WEA
3627
Western Asset Premier Bond Fund
WEA
$124M
$14K ﹤0.01%
1,008
-1,000
-50% -$13.7K
WHLR
3628
Wheeler Real Estate Investment Trust
WHLR
$383K
– –
0
– –
AEL
3629
DELISTED
American Equity Investment Life Holding Company
AEL
$14K ﹤0.01%
783
-38
-5% -$628
RPT.PRD
3630
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$14K ﹤0.01%
200
– –
TGA
3631
DELISTED
Transglobe Energy Corp
TGA
$14K ﹤0.01%
7,053
– –
ATRS
3632
DELISTED
Antares Pharma, Inc.
ATRS
$14K ﹤0.01%
8,260
– –
FMBI
3633
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$14K ﹤0.01%
741
+82
+12% +$1.55K
SC
3634
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$14K ﹤0.01%
1,137
-55
-5% -$635
BAF
3635
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$14K ﹤0.01%
885
+11
+1% +$177
SN
3636
DELISTED
Sanchez Energy Corporation
SN
$14K ﹤0.01%
1,646
– –
SSNI
3637
DELISTED
Silver Spring Networks, Inc.
SSNI
$14K ﹤0.01%
1,000
-2,000
-67% -$26.4K
IQNT
3638
DELISTED
Inteliquent, Inc.
IQNT
$14K ﹤0.01%
848
-12
-1% -$211
COB
3639
DELISTED
CommunityOne Bancorp
COB
$14K ﹤0.01%
1,000
– –
CEMI
3640
DELISTED
Chembio diagnostics, Inc.
CEMI
$14K ﹤0.01%
1,922
– –
BDSI
3641
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$14K ﹤0.01%
5,239
+732
+16% +$1.86K
CFNL
3642
DELISTED
Cardinal Financial Corp
CFNL
$14K ﹤0.01%
520
-18
-3% -$452
XLBS
3643
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
$14K ﹤0.01%
344
-244
-41% -$9.93K
CFD
3644
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$14K ﹤0.01%
1,560
+710
+84% +$6.63K
SPN
3645
DELISTED
Superior Energy Services, Inc.
SPN
$14K ﹤0.01%
81
+27
+50% +$4.52K
BTT icon
3646
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$13K ﹤0.01%
533
– –
DAKT icon
3647
Daktronics
DAKT
$997M
$13K ﹤0.01%
1,375
– –
DENN
3648
DELISTED
Denny's
DENN
$13K ﹤0.01%
1,236
+30
+2% +$325
DJD icon
3649
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$496M
$13K ﹤0.01%
461
+140
+44% +$3.85K
DSX icon
3650
Diana Shipping
DSX
$296M
$13K ﹤0.01%
7,172
-4,180
-37% -$7.66K
144 145
146
147 148

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.