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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEED icon
3626
Origin Agritech
SEED
$12.5M
$1K ﹤0.01%
50
– –
TLK icon
3627
Telkom Indonesia
TLK
$14.4B
$1K ﹤0.01%
+72
New +$1.36K
TNXP icon
3628
Tonix Pharmaceuticals
TNXP
$195M
– –
0
– –
TOPS icon
3629
TOP Ships
TOPS
$4.32M
– –
0
– –
TREE icon
3630
LendingTree
TREE
$441M
$1K ﹤0.01%
36
– –
TTEC icon
3631
TTEC Holdings
TTEC
$83.2M
$1K ﹤0.01%
56
-3
-5% -$76
UTI icon
3632
Universal Technical Institute
UTI
$1.43B
$1K ﹤0.01%
+49
New +$651
UTSI icon
3633
UTStarcom
UTSI
$23.2M
$1K ﹤0.01%
58
-8
-12% -$87
VEEV icon
3634
Veeva Systems
VEEV
$38.5B
$1K ﹤0.01%
+21
New +$802
VXRT
3635
DELISTED
Vaxart
VXRT
$1K ﹤0.01%
15
– –
WAFD icon
3636
WaFd
WAFD
$2.81B
$1K ﹤0.01%
49
– –
WILC icon
3637
G. Willi-Food International
WILC
$380M
$1K ﹤0.01%
+134
New +$1.04K
XPO icon
3638
XPO
XPO
$23.6B
$1K ﹤0.01%
+107
New +$824
YPF icon
3639
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.1B
$1K ﹤0.01%
33
– –
BERY
3640
DELISTED
Berry Global Group, Inc.
BERY
$1K ﹤0.01%
37
+30
+429% +$571
MUI
3641
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$1K ﹤0.01%
100
– –
CPE
3642
DELISTED
Callon Petroleum Company
CPE
$1K ﹤0.01%
10
– –
EXPR
3643
DELISTED
Express, Inc.
EXPR
$1K ﹤0.01%
2
– –
WTT
3644
DELISTED
Wireless Telecom Group, Inc.
WTT
$1K ﹤0.01%
500
– –
MGI
3645
DELISTED
MoneyGram International, Inc. New
MGI
$1K ﹤0.01%
32
– –
GBL
3646
DELISTED
GAMCO Investors, Inc.
GBL
$1K ﹤0.01%
19
-22
-54% -$906
MNDT
3647
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1K ﹤0.01%
+21
New +$821
MTOR
3648
DELISTED
MERITOR, Inc.
MTOR
$1K ﹤0.01%
99
– –
ZAGG
3649
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$1K ﹤0.01%
300
– –
RELV
3650
DELISTED
Reliv International Inc
RELV
$1K ﹤0.01%
43
– –
144 145
146
147 148

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.