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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATE
3626
DELISTED
Advantest Corp
ATE
$1K ﹤0.01%
54
– –
ORIG
3627
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
0
– –
AFFX
3628
DELISTED
Affymetrix Inc
AFFX
$1K ﹤0.01%
200
– –
NBBC
3629
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
$1K ﹤0.01%
166
– –
MSO
3630
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$1K ﹤0.01%
340
– –
PSEM
3631
DELISTED
PERICOM SEMICONDUCTOR CP
PSEM
$1K ﹤0.01%
120
– –
GAME
3632
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
$1K ﹤0.01%
+181
New +$789
KNM
3633
DELISTED
KONAMI CORPORATION ADS (1 SH COM STK)
KNM
$1K ﹤0.01%
33
– –
AVIV
3634
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
$1K ﹤0.01%
21
– –
KWK
3635
DELISTED
QUICKSILVER RESOURCES INC
KWK
$1K ﹤0.01%
300
– –
CQB
3636
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$1K ﹤0.01%
133
-26,241
-99% -$328K
PIKE
3637
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
$1K ﹤0.01%
55
– –
FST
3638
DELISTED
FOREST OIL CORPORATION
FST
$1K ﹤0.01%
135
– –
BOLT
3639
DELISTED
BOLT TECHNOLOGY CORPORATION
BOLT
$1K ﹤0.01%
75
– –
DVR
3640
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$1K ﹤0.01%
304
+40
+15% +$83
ESC
3641
DELISTED
EMERITUS CORP
ESC
$1K ﹤0.01%
29
+6
+26% +$135
SYNM
3642
DELISTED
SYNTROLEUM CORP COM STK NEW (DE)
SYNM
$1K ﹤0.01%
229
– –
HOME
3643
DELISTED
HOME FED BANCORP INC COM STK NEW (MD)
HOME
$1K ﹤0.01%
101
+1
+1% +$13
LCAV
3644
DELISTED
LCA-VISION INC
LCAV
$1K ﹤0.01%
222
– –
IRR
3645
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$1K ﹤0.01%
107
– –
CWTR
3646
DELISTED
COLDWATER CREEK INC COM STK NEW (DE)
CWTR
$1K ﹤0.01%
520
– –
JNY
3647
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$1K ﹤0.01%
81
– –
PACR
3648
DELISTED
PACER INTL INC TENN
PACR
$1K ﹤0.01%
82
– –
CEC
3649
DELISTED
CEC ENTERTAINMENT INC
CEC
$1K ﹤0.01%
+22
New +$946
ASIA
3650
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
$1K ﹤0.01%
50
– –
144 145
146
147 148

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HAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.