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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVHB
3601
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
$33K ﹤0.01%
+1,060
New +$33.2K
ASMB icon
3602
Assembly Biosciences
ASMB
$631M
$32K ﹤0.01%
73
+16
+28% +$7.5K
CNMD icon
3603
CONMED
CNMD
$1.5B
$32K ﹤0.01%
+400
New +$30.9K
EMDV icon
3604
ProShares MSCI Emerging Markets Dividend Growers ETF
EMDV
$7.39M
$32K ﹤0.01%
578
+313
+118% +$17.6K
IIGD icon
3605
Invesco Investment Grade Defensive ETF
IIGD
$26.9M
$32K ﹤0.01%
+1,294
New +$32.5K
KN icon
3606
Knowles
KN
$3.28B
$32K ﹤0.01%
1,843
+531
+40% +$8.94K
PBYI icon
3607
Puma Biotechnology
PBYI
$449M
$32K ﹤0.01%
691
-856
-55% -$41.3K
PCTY icon
3608
Paylocity
PCTY
$7.89B
$32K ﹤0.01%
400
+100
+33% +$7.08K
PR
3609
Permian Resources
PR
$18B
$32K ﹤0.01%
1,462
-957
-40% -$18K
TGTX icon
3610
TG Therapeutics
TGTX
$7.47B
$32K ﹤0.01%
5,727
– –
UDN icon
3611
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$32K ﹤0.01%
+1,500
New +$32.4K
WEAT icon
3612
Teucrium Wheat Fund
WEAT
$304M
$32K ﹤0.01%
1,000
-50
-5% -$1.64K
NYMTO
3613
DELISTED
New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock
NYMTO
$32K ﹤0.01%
1,325
-125
-9% -$3.06K
CBL
3614
DELISTED
CBL& Associates Properties, Inc.
CBL
$32K ﹤0.01%
8,000
+4,990
+166% +$23.9K
UBIO
3615
DELISTED
Proshares UltraPro NASDAQ Biotechnology
UBIO
$32K ﹤0.01%
720
– –
QTNA
3616
DELISTED
Quantenna Communications, Inc. Common Stock
QTNA
$32K ﹤0.01%
1,745
+1,379
+377% +$23.4K
ACET
3617
DELISTED
Aceto Corp
ACET
$32K ﹤0.01%
13,997
+4,133
+42% +$13.2K
HGI
3618
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
$32K ﹤0.01%
2,026
– –
ASH icon
3619
Ashland
ASH
$3.35B
$31K ﹤0.01%
372
-584
-61% -$48.7K
CNCR
3620
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$31K ﹤0.01%
1,282
+681
+113% +$16.7K
ECF
3621
Ellsworth Growth & Income Fund
ECF
$177M
$31K ﹤0.01%
3,000
-18,990
-86% -$188K
FBNC icon
3622
First Bancorp
FBNC
$2.75B
$31K ﹤0.01%
760
-299
-28% -$12.4K
FIX icon
3623
Comfort Systems
FIX
$62.9B
$31K ﹤0.01%
564
-219
-28% -$11.7K
JOE icon
3624
St. Joe Company
JOE
$3.86B
$31K ﹤0.01%
1,865
-115
-6% -$2.02K
REMX icon
3625
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.3B
$31K ﹤0.01%
500
+117
+31% +$7.35K
143 144
145
146 147

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.