We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAYN
3601
DELISTED
Wayne Savings Bancshares Inc
WAYN
$23K ﹤0.01%
1,329
-2,270
-63% -$39.5K
XL
3602
DELISTED
XL Group Ltd.
XL
$23K ﹤0.01%
594
-225
-27% -$9.61K
HYND
3603
DELISTED
WisdomTree Trust WisdomTree WisdomTree Negative Duration High Yield Bond Fund
HYND
$23K ﹤0.01%
1,100
-300
-21% -$6.19K
FIEU
3604
DELISTED
FI Enhanced Europe 50 ETN
FIEU
$23K ﹤0.01%
174
– –
QINC
3605
DELISTED
First Trust RBA Quality Income ETF
QINC
$23K ﹤0.01%
968
+465
+92% +$11.3K
AGI icon
3606
Alamos Gold
AGI
$14B
$22K ﹤0.01%
3,298
+756
+30% +$5.57K
ALRM icon
3607
Alarm.com
ALRM
$2.77B
$22K ﹤0.01%
495
+231
+88% +$9.56K
ATMP icon
3608
iPath Select MLP ETN
ATMP
$636M
$22K ﹤0.01%
+1,015
New +$22.1K
BBU
3609
DELISTED
Brookfield Business Partners
BBU
$22K ﹤0.01%
1,189
+748
+170% +$14K
BLDP
3610
Ballard Power Systems
BLDP
$784M
$22K ﹤0.01%
4,700
+2,200
+88% +$7.26K
CERS icon
3611
Cerus
CERS
$516M
$22K ﹤0.01%
8,140
– –
EPAC icon
3612
Enerpac Tool Group
EPAC
$1.91B
$22K ﹤0.01%
841
-36
-4% -$881
EUM icon
3613
ProShares Trust Short MSCI Emerging Markets
EUM
$9.44M
$22K ﹤0.01%
567
+542
+2,168% +$21.2K
FARM
3614
DELISTED
Farmer Brothers
FARM
$22K ﹤0.01%
656
+178
+37% +$5.51K
MCS icon
3615
Marcus Corp
MCS
$884M
$22K ﹤0.01%
795
-71
-8% -$1.91K
NXJ
3616
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$22K ﹤0.01%
1,589
+773
+95% +$10.7K
OLLI icon
3617
Ollie's Bargain Outlet
OLLI
$4.76B
$22K ﹤0.01%
474
-363
-43% -$16K
OSPN icon
3618
OneSpan
OSPN
$601M
$22K ﹤0.01%
1,800
-423
-19% -$5.42K
PRGS icon
3619
Progress Software
PRGS
$1.77B
$22K ﹤0.01%
582
-142
-20% -$4.74K
RUN icon
3620
Sunrun
RUN
$2.42B
$22K ﹤0.01%
3,956
-426
-10% -$2.9K
TMP icon
3621
Tompkins Financial
TMP
$1.43B
$22K ﹤0.01%
252
-66
-21% -$5.13K
WING icon
3622
Wingstop
WING
$3.03B
$22K ﹤0.01%
+649
New +$21.1K
ZG icon
3623
Zillow
ZG
$7.71B
$22K ﹤0.01%
533
+173
+48% +$7.32K
CNH
3624
CNH Industrial
CNH
$17.1B
$22K ﹤0.01%
2,151
+110
+5% +$1.11K
NVRO
3625
DELISTED
NEVRO CORP.
NVRO
$22K ﹤0.01%
244
+81
+50% +$6.93K
143 144
145
146 147

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.