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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWG
3601
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$14K ﹤0.01%
1,002
– –
CFBK icon
3602
CF Bankshares
CFBK
$235M
$14K ﹤0.01%
1,818
– –
OPPJ
3603
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$290M
$14K ﹤0.01%
870
– –
EMO
3604
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$14K ﹤0.01%
212
– –
ENOV icon
3605
Enovis
ENOV
$1.42B
$14K ﹤0.01%
258
-289
-53% -$14.6K
EVM
3606
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$14K ﹤0.01%
+1,000
New +$13.8K
FLXS icon
3607
Flexsteel Industries
FLXS
$301M
$14K ﹤0.01%
264
+23
+10% +$1.04K
FSS icon
3608
Federal Signal
FSS
$7.71B
$14K ﹤0.01%
1,081
+135
+14% +$1.77K
GRFS
3609
Grifois
GRFS
$5.4B
$14K ﹤0.01%
844
+129
+18% +$2.12K
HAE icon
3610
Haemonetics
HAE
$4.11B
$14K ﹤0.01%
398
+106
+36% +$3.64K
KMPR icon
3611
Kemper
KMPR
$1.56B
$14K ﹤0.01%
350
– –
LILAK icon
3612
Liberty Latin America Class C
LILAK
$1.67B
$14K ﹤0.01%
588
+507
+626% +$13.6K
MQT
3613
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$14K ﹤0.01%
1,000
– –
NNY icon
3614
Nuveen New York Municipal Value Fund
NNY
$157M
$14K ﹤0.01%
1,382
– –
OPY icon
3615
Oppenheimer Holdings
OPY
$1.23B
$14K ﹤0.01%
1,000
– –
PALL icon
3616
abrdn Physical Palladium Shares ETF
PALL
$648M
$14K ﹤0.01%
1,000
– –
PHDG icon
3617
Invesco S&P 500 Downside Hedged ETF
PHDG
$65M
$14K ﹤0.01%
602
+2
+0.3% +$48
PKOH icon
3618
Park-Ohio Holdings
PKOH
$716M
$14K ﹤0.01%
375
– –
RMAX icon
3619
RE/MAX Holdings
RMAX
$263M
$14K ﹤0.01%
327
-697
-68% -$29.5K
ROSC icon
3620
Hartford Multifactor Small Cap ETF
ROSC
$62M
$14K ﹤0.01%
547
-200
-27% -$4.98K
SAH icon
3621
Sonic Automotive
SAH
$2.56B
$14K ﹤0.01%
778
– –
SCYX icon
3622
SCYNEXIS
SCYX
$47.9M
$14K ﹤0.01%
39
– –
SRV
3623
NXG Cushing Midstream Energy Fund
SRV
$222M
$14K ﹤0.01%
270
+3
+1% +$152
TILE icon
3624
Interface
TILE
$2.23B
$14K ﹤0.01%
869
+132
+18% +$2.2K
TPIC
3625
DELISTED
TPI Composites
TPIC
$14K ﹤0.01%
+650
New +$11.7K
143 144
145
146 147

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.