We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.68B
AUM Growth
+$274M
Cap. Flow
+$181M
Cap. Flow %
3.19%
Top 10 Hldgs %
13.82%
Holding
5,085
New
226
Increased
2,041
Reduced
1,618
Closed
203

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$40.1M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$28.3M
3
GNMA icon
iShares GNMA Bond ETF
GNMA
+$27.5M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$23.5M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$22M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$42.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.1M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$25.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$25.1M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$22.9M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.55%
2 Financials 5.42%
3 Technology 5.31%
4 Industrials 5.02%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMBI
3601
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$12K ﹤0.01%
657
-65
-9% -$1.12K
PFPT
3602
DELISTED
Proofpoint, Inc.
PFPT
$12K ﹤0.01%
208
-440
-68% -$22.4K
EGOV
3603
DELISTED
NIC Inc
EGOV
$12K ﹤0.01%
644
– –
ZMLP
3604
DELISTED
Direxion Zacks MLP High Income Index Shares
ZMLP
$12K ﹤0.01%
93
+2
+2% +$238
AVP
3605
DELISTED
Avon Products, Inc.
AVP
$12K ﹤0.01%
2,615
-124
-5% -$443
ROX
3606
DELISTED
Castle Brands, Inc.
ROX
$12K ﹤0.01%
13,000
– –
ARRY
3607
DELISTED
Array Biopharma Inc
ARRY
$12K ﹤0.01%
4,072
-169
-4% -$506
MXWL
3608
DELISTED
Maxwell Technologies Inc
MXWL
$12K ﹤0.01%
2,000
– –
NAVB
3609
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$12K ﹤0.01%
647
-3
-0.5% -$58
CLD
3610
DELISTED
Cloud Peak Energy Inc
CLD
$12K ﹤0.01%
5,782
-2,022
-26% -$3.47K
JHDG
3611
DELISTED
WisdomTree Japan Hedged Quality Dividend Growth Fund
JHDG
$12K ﹤0.01%
550
– –
SEA
3612
DELISTED
Invesco Shipping ETF
SEA
$12K ﹤0.01%
1,068
+454
+74% +$5.06K
ENOC
3613
DELISTED
EnerNOC, Inc.
ENOC
$12K ﹤0.01%
1,595
+730
+84% +$4.03K
MRD
3614
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$12K ﹤0.01%
1,180
+1,141
+2,926% +$13.5K
IBDJ
3615
DELISTED
iShares iBonds Dec 2017 Term Corporate ETF
IBDJ
$12K ﹤0.01%
+483
New +$12K
GEQ
3616
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$12K ﹤0.01%
750
+250
+50% +$3.79K
PLM
3617
DELISTED
PolyMet Mining Corp.
PLM
$12K ﹤0.01%
1,374
+260
+23% +$2.16K
CFD
3618
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$12K ﹤0.01%
1,350
– –
AGIO icon
3619
Agios Pharmaceuticals
AGIO
$2.04B
$11K ﹤0.01%
272
+70
+35% +$2.99K
BAP icon
3620
Credicorp
BAP
$29.6B
$11K ﹤0.01%
77
+16
+26% +$1.76K
COTY icon
3621
Coty
COTY
$2.43B
$11K ﹤0.01%
369
+2
+0.5% +$52
DAKT icon
3622
Daktronics
DAKT
$997M
$11K ﹤0.01%
1,375
– –
DHY
3623
Credit Suisse High Yield Credit Fund
DHY
$239M
$11K ﹤0.01%
5,000
-3,017
-38% -$6.42K
DIN icon
3624
Dine Brands
DIN
$462M
$11K ﹤0.01%
121
– –
FLXS icon
3625
Flexsteel Industries
FLXS
$301M
$11K ﹤0.01%
241
– –
143 144
145
146 147

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Ladenburg Thalmann Financial Services held 5,085 positions worth $5.68B, up 5.1% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $181M of net new capital in Q1 2016, opening 226 new positions and adding to 2,041 existing holdings. Its largest new stake was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.5% of assets, up from 5.2% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $42.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2016 buy was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Value ETF in Q1 2016, an estimated $40.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $42.7M.
  • Ladenburg Thalmann Financial Services fully exited PRECISION CASTPARTS CORP in Q1 2016, selling an estimated $3.14M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $5.68B portfolio in Q1 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 203 in Q1 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.1% quarter-over-quarter to $5.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2016, filed 16 May 2016.