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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UEIC icon
3601
Universal Electronics
UEIC
$66.6M
$9K ﹤0.01%
233
+127
+120% +$6.06K
VIRT icon
3602
Virtu Financial
VIRT
$5.05B
$9K ﹤0.01%
374
+68
+22% +$1.56K
VSEC icon
3603
VSE Corp
VSEC
$6.48B
$9K ﹤0.01%
432
-346
-44% -$7.85K
WEX icon
3604
WEX
WEX
$6.78B
$9K ﹤0.01%
103
+2
+2% +$199
WNS
3605
DELISTED
WNS Holdings
WNS
$9K ﹤0.01%
339
+206
+155% +$6.04K
XBIT icon
3606
XBiotech
XBIT
$71M
$9K ﹤0.01%
600
– –
PRKS icon
3607
United Parks & Resorts
PRKS
$2.04B
$9K ﹤0.01%
500
-334
-40% -$6.02K
NM.PRG
3608
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$9K ﹤0.01%
500
– –
BNFT
3609
DELISTED
Benefitfocus, Inc.
BNFT
$9K ﹤0.01%
300
– –
AERI
3610
DELISTED
Aerie Pharmaceuticals
AERI
$9K ﹤0.01%
501
-11
-2% -$199
RJZ
3611
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
$9K ﹤0.01%
1,350
– –
SRGA
3612
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$9K ﹤0.01%
50
+23
+85% +$4.41K
PVG
3613
DELISTED
PRETIUM RESOURCES INC.
PVG
$9K ﹤0.01%
1,500
– –
NAV
3614
DELISTED
Navistar International
NAV
$9K ﹤0.01%
651
– –
FFG
3615
DELISTED
FBL Financial Group
FFG
$9K ﹤0.01%
147
-350
-70% -$20.1K
OCSI
3616
DELISTED
Oaktree Strategic Income Corporation
OCSI
$9K ﹤0.01%
1,000
– –
ALDR
3617
DELISTED
Alder Biopharmaceuticals
ALDR
$9K ﹤0.01%
249
-800
-76% -$34K
IRDMB
3618
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$9K ﹤0.01%
35
– –
ESIO
3619
DELISTED
Electro Scientific Industries
ESIO
$9K ﹤0.01%
2,030
– –
ECYT
3620
DELISTED
Endocyte, Inc. Common Stock
ECYT
$9K ﹤0.01%
2,038
-168
-8% -$879
SHLD
3621
DELISTED
Sears Holding Corporation
SHLD
$9K ﹤0.01%
389
– –
REIS
3622
DELISTED
Reis, Inc.
REIS
$9K ﹤0.01%
374
+252
+207% +$6.08K
TEP
3623
DELISTED
Tallgrass Energy Partners, LP
TEP
$9K ﹤0.01%
225
-200
-47% -$8.99K
SEA
3624
DELISTED
Invesco Shipping ETF
SEA
$9K ﹤0.01%
600
-1,017
-63% -$16.9K
CEMP
3625
DELISTED
Cempra, Inc.
CEMP
$9K ﹤0.01%
338
+80
+31% +$2.97K
143 144
145
146 147

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.