We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLS icon
3601
Celestica
CLS
$39.3B
$1K ﹤0.01%
100
– –
CNA icon
3602
CNA Financial
CNA
$13.9B
$1K ﹤0.01%
28
– –
CYD icon
3603
China Yuchai International
CYD
$1.76B
$1K ﹤0.01%
31
– –
CYTK icon
3604
Cytokinetics
CYTK
$10.8B
$1K ﹤0.01%
166
– –
DALN
3605
DELISTED
DallasNews
DALN
$1K ﹤0.01%
38
– –
AXIA
3606
DELISTED
AXIA Energia
AXIA
$1K ﹤0.01%
916
– –
AXIA.PR
3607
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
$1K ﹤0.01%
227
– –
EPAM icon
3608
EPAM Systems
EPAM
$5.16B
$1K ﹤0.01%
18
– –
FCNCA icon
3609
First Citizens BancShares
FCNCA
$25.4B
$1K ﹤0.01%
3
– –
FWRD icon
3610
Forward Air
FWRD
$632M
$1K ﹤0.01%
21
– –
GEVO icon
3611
Gevo
GEVO
$405M
– –
0
– –
HBIO icon
3612
Harvard Bioscience
HBIO
$28.1M
$1K ﹤0.01%
30
-10
-25% -$437
HMY icon
3613
Harmony Gold Mining
HMY
$12.1B
$1K ﹤0.01%
430
– –
IHG icon
3614
InterContinental Hotels
IHG
$23B
$1K ﹤0.01%
13
– –
KMPR icon
3615
Kemper
KMPR
$1.56B
$1K ﹤0.01%
31
+22
+244% +$836
KODK icon
3616
Kodak
KODK
$974M
$1K ﹤0.01%
+16
New +$443
LEE icon
3617
Lee Enterprises
LEE
$181M
$1K ﹤0.01%
25
– –
LEU icon
3618
Centrus Energy
LEU
$3.7B
$1K ﹤0.01%
11
– –
LNW
3619
DELISTED
Light & Wonder
LNW
$1K ﹤0.01%
51
– –
NWG icon
3620
NatWest
NWG
$75.9B
$1K ﹤0.01%
72
– –
PFS icon
3621
Provident Financial Services
PFS
$3.22B
$1K ﹤0.01%
29
– –
PLG
3622
Platinum Group Metals
PLG
$196M
$1K ﹤0.01%
10
– –
PTEN icon
3623
Patterson-UTI
PTEN
$4.23B
$1K ﹤0.01%
33
-2
-6% -$48
RCG
3624
RENN Fund
RCG
$20.6M
$1K ﹤0.01%
500
– –
RING icon
3625
iShares MSCI Global Gold Miners ETF
RING
$2.43B
$1K ﹤0.01%
73
– –
143 144
145
146 147

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.