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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLNX
3601
DELISTED
Mellanox Technologies, Ltd.
MLNX
$1K ﹤0.01%
+20
New +$855
ARQL
3602
DELISTED
Arqule Inc
ARQL
$1K ﹤0.01%
500
– –
AUSE
3603
DELISTED
WisdomTree Australia Dividend Fund
AUSE
$1K ﹤0.01%
19
-204
-91% -$11.8K
ESL
3604
DELISTED
Esterline Technologies
ESL
$1K ﹤0.01%
+12
New +$962
HQCL
3605
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
$1K ﹤0.01%
20
– –
IMPV
3606
DELISTED
Imperva, Inc.
IMPV
$1K ﹤0.01%
36
+20
+125% +$953
SEII
3607
DELISTED
Sharing Economy International Inc. Common Stock (NV)
SEII
$1K ﹤0.01%
50
– –
AFSI
3608
DELISTED
AmTrust Financial Services, Inc.
AFSI
$1K ﹤0.01%
48
– –
LDF
3609
DELISTED
Latin American Discovery Fund
LDF
$1K ﹤0.01%
100
– –
SNMX
3610
DELISTED
Senomyx, Inc.
SNMX
$1K ﹤0.01%
260
– –
PHH
3611
DELISTED
PHH Corporation
PHH
$1K ﹤0.01%
31
– –
FNGN
3612
DELISTED
Financial Engines, Inc.
FNGN
$1K ﹤0.01%
14
– –
FCRE
3613
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$1K ﹤0.01%
+14
New +$1.11K
SPIL
3614
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$1K ﹤0.01%
138
– –
ACTA
3615
DELISTED
Actua Corp
ACTA
$1K ﹤0.01%
40
+1
+3% +$13
PMC
3616
DELISTED
PharMerica Corporation
PMC
$1K ﹤0.01%
108
– –
LDR
3617
DELISTED
Landauer Inc
LDR
$1K ﹤0.01%
24
-69
-74% -$3.35K
PKY
3618
DELISTED
Parkway, Inc.
PKY
$1K ﹤0.01%
44
-27
-38% -$473
TNGO
3619
DELISTED
Tangoe, Inc.
TNGO
$1K ﹤0.01%
46
– –
CLMS
3620
DELISTED
Calamos Asset Management, Inc.
CLMS
$1K ﹤0.01%
127
-21
-14% -$219
IMN
3621
DELISTED
Imation
IMN
$1K ﹤0.01%
269
+6
+2% +$27
PPS
3622
DELISTED
Post Properties
PPS
$1K ﹤0.01%
31
– –
AEGR
3623
DELISTED
Aegerion Pharmaceuticals
AEGR
$1K ﹤0.01%
+8
New +$678
COSI
3624
DELISTED
COSI INC NEW COM STK (DE)
COSI
$1K ﹤0.01%
350
+300
+600% +$689
GDF
3625
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$1K ﹤0.01%
100
– –
143 144
145
146 147

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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.