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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZIV
3576
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$24K ﹤0.01%
+317
New +$23K
ARTX
3577
DELISTED
Arotech Corporation
ARTX
$24K ﹤0.01%
5,671
+4,000
+239% +$14.5K
KONA
3578
DELISTED
Kona Grill, Inc.
KONA
$24K ﹤0.01%
6,400
– –
AIN icon
3579
Albany International
AIN
$1.79B
$23K ﹤0.01%
402
+249
+163% +$13.3K
BLMN icon
3580
Bloomin' Brands
BLMN
$952M
$23K ﹤0.01%
1,303
+241
+23% +$4.4K
CIB icon
3581
Grupo Cibest SA
CIB
$23.3B
$23K ﹤0.01%
503
-83
-14% -$3.74K
CNA icon
3582
CNA Financial
CNA
$13.8B
$23K ﹤0.01%
451
-20
-4% -$1K
FLTB icon
3583
Fidelity Limited Term Bond ETF
FLTB
$434M
$23K ﹤0.01%
452
+377
+503% +$19.1K
INVH icon
3584
Invitation Homes
INVH
$17.7B
$23K ﹤0.01%
999
-8,255
-89% -$183K
MGRC icon
3585
McGrath RentCorp
MGRC
$2.95B
$23K ﹤0.01%
524
+440
+524% +$16.9K
PRTA icon
3586
Prothena Corp
PRTA
$473M
$23K ﹤0.01%
352
-38
-10% -$2.33K
SSB icon
3587
SouthState Bank Corp
SSB
$10.7B
$23K ﹤0.01%
256
-9
-3% -$752
TS icon
3588
Tenaris
TS
$27B
$23K ﹤0.01%
796
-48
-6% -$1.4K
UFI icon
3589
UNIFI
UFI
$129M
$23K ﹤0.01%
642
-90
-12% -$2.84K
VLRS
3590
Controladora Vuela Compania de Aviacion
VLRS
$907M
$23K ﹤0.01%
1,901
– –
VVX icon
3591
V2X
VVX
$2.52B
$23K ﹤0.01%
736
+96
+15% +$2.98K
WHLRD
3592
Wheeler Real Estate Investment Trust Series D Preferred Stock
WHLRD
$63.8M
$23K ﹤0.01%
1,000
-125
-11% -$2.88K
VBIV
3593
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$23K ﹤0.01%
+200
New +$24K
NVTA
3594
DELISTED
Invitae Corporation
NVTA
$23K ﹤0.01%
2,453
+2,000
+442% +$19K
PTR
3595
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$23K ﹤0.01%
361
+20
+6% +$1.27K
RST
3596
DELISTED
ROSETTA STONE INC
RST
$23K ﹤0.01%
2,210
-365
-14% -$3.6K
JE
3597
DELISTED
Just Energy Group Inc
JE
$23K ﹤0.01%
118
-17
-13% -$3.07K
JPMV
3598
DELISTED
iShares Edge MSCI Min Vol Japan ETF
JPMV
$23K ﹤0.01%
365
– –
OTTW
3599
DELISTED
Ottawa Bancorp, Inc. Common Stock
OTTW
$23K ﹤0.01%
1,668
-15,102
-90% -$209K
DF
3600
DELISTED
Dean Foods Company
DF
$23K ﹤0.01%
2,100
+1,219
+138% +$15.7K
142 143
144
145 146

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.