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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFMS
3576
DELISTED
Conformis, Inc. Common Stock
CFMS
$17K ﹤0.01%
80
– –
MDP
3577
DELISTED
Meredith Corporation
MDP
$17K ﹤0.01%
281
-130
-32% -$6.82K
HABT
3578
DELISTED
The Habit Restaurants, Inc. - Class A
HABT
$17K ﹤0.01%
950
+650
+217% +$9.96K
ZOES
3579
DELISTED
Zoe's Kitchen, Inc.
ZOES
$17K ﹤0.01%
703
+85
+14% +$2.01K
SHLM
3580
DELISTED
Schulman (A.) Inc
SHLM
$17K ﹤0.01%
509
+332
+188% +$10.5K
FXEU
3581
DELISTED
PowerShares Europe Currency Hedged Low Volatility Portfolio
FXEU
$17K ﹤0.01%
801
-1,780
-69% -$41K
NVDQ
3582
DELISTED
Novadaq Technologies Inc.
NVDQ
$17K ﹤0.01%
2,394
+2,294
+2,294% +$20.8K
GML
3583
DELISTED
SPDR S&P Emerging Latin America ETF
GML
$17K ﹤0.01%
385
-530
-58% -$24.3K
AFCO
3584
DELISTED
American Farmland Company
AFCO
$17K ﹤0.01%
+2,100
New +$15.8K
FLY
3585
DELISTED
Fly Leasing Limited
FLY
$17K ﹤0.01%
1,349
– –
FEEU
3586
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN
FEEU
$17K ﹤0.01%
190
– –
XTLY
3587
DELISTED
Xactly Corporation
XTLY
$17K ﹤0.01%
1,522
-354
-19% -$4.62K
PLM
3588
DELISTED
PolyMet Mining Corp.
PLM
$17K ﹤0.01%
2,234
– –
AGEN
3589
Agenus
AGEN
$315M
$16K ﹤0.01%
204
– –
AGYS icon
3590
Agilysys
AGYS
$3.03B
$16K ﹤0.01%
1,500
– –
BLD
3591
DELISTED
TopBuild
BLD
$16K ﹤0.01%
450
-242
-35% -$8.33K
BLMN icon
3592
Bloomin' Brands
BLMN
$975M
$16K ﹤0.01%
952
-166
-15% -$3.01K
BWEN icon
3593
Broadwind
BWEN
$129M
$16K ﹤0.01%
4,000
– –
CIB icon
3594
Grupo Cibest SA
CIB
$22.6B
$16K ﹤0.01%
422
+41
+11% +$1.5K
CIG icon
3595
CEMIG Preferred Shares
CIG
$5.61B
$16K ﹤0.01%
13,629
-2,452
-15% -$3.11K
DENN
3596
DELISTED
Denny's
DENN
$16K ﹤0.01%
1,236
– –
DIEM icon
3597
Franklin Emerging Market Core Dividend Tilt Index ETF
DIEM
$84.6M
$16K ﹤0.01%
587
-146
-20% -$3.94K
ELP
3598
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$16K ﹤0.01%
4,648
+235
+5% +$900
FLXS icon
3599
Flexsteel Industries
FLXS
$301M
$16K ﹤0.01%
264
– –
FSM icon
3600
Fortuna Silver Mines
FSM
$3.21B
$16K ﹤0.01%
2,850
+100
+4% +$629
142 143
144
145 146

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.