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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRUP icon
3576
Trupanion
TRUP
$1.33B
$15K ﹤0.01%
+901
New +$13.8K
UEIC icon
3577
Universal Electronics
UEIC
$75.8M
$15K ﹤0.01%
195
-462
-70% -$34.8K
XIFR
3578
XPLR Infrastructure LP
XIFR
$1.08B
$15K ﹤0.01%
525
+5
+1% +$151
AIMC
3579
DELISTED
Altra Industrial Motion Corp
AIMC
$15K ﹤0.01%
499
+2
+0.4% +$56
LCI
3580
DELISTED
Lannett Company, Inc.
LCI
$15K ﹤0.01%
139
-75
-35% -$9.16K
SNP
3581
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$15K ﹤0.01%
211
-69
-25% -$4.96K
PVG
3582
DELISTED
PRETIUM RESOURCES INC.
PVG
$15K ﹤0.01%
1,500
– –
EGOV
3583
DELISTED
NIC Inc
EGOV
$15K ﹤0.01%
644
– –
ZMLP
3584
DELISTED
Direxion Zacks MLP High Income Index Shares
ZMLP
$15K ﹤0.01%
97
+2
+2% +$306
STML
3585
DELISTED
Stemline Therapeutics, Inc.
STML
$15K ﹤0.01%
1,394
– –
ASNA
3586
DELISTED
Ascena Retail Group, Inc.
ASNA
$15K ﹤0.01%
131
+51
+64% +$7.74K
WEB
3587
DELISTED
Web.com Group, Inc.
WEB
$15K ﹤0.01%
884
– –
CPLA
3588
DELISTED
Capella Education Company
CPLA
$15K ﹤0.01%
+250
New +$14.6K
TIME
3589
DELISTED
Time Inc.
TIME
$15K ﹤0.01%
1,056
+202
+24% +$3.05K
TSL
3590
DELISTED
Trina Solar Limited
TSL
$15K ﹤0.01%
1,500
-13,100
-90% -$129K
JPEP
3591
DELISTED
JP Energy Partners LP
JPEP
$15K ﹤0.01%
+2,000
New +$15.8K
ACAT
3592
DELISTED
Arctic Cat Inc
ACAT
$15K ﹤0.01%
1,015
– –
IRR
3593
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$15K ﹤0.01%
2,079
+499
+32% +$3.15K
DCUC
3594
DELISTED
Dominion Energy, Inc.
DCUC
$15K ﹤0.01%
300
– –
CBA
3595
DELISTED
ClearBridge American Energy MLP
CBA
$15K ﹤0.01%
1,655
+836
+102% +$7.29K
ARDC
3596
Are Dynamic Credit Allocation Fund
ARDC
$298M
$14K ﹤0.01%
954
-2,794
-75% -$40.1K
ASA
3597
ASA Gold and Precious Metals
ASA
$1.1B
$14K ﹤0.01%
984
– –
AVXL icon
3598
Anavex Life Sciences
AVXL
$316M
$14K ﹤0.01%
3,825
– –
BTA
3599
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$14K ﹤0.01%
1,130
+14
+1% +$179
BUSE icon
3600
First Busey Corp
BUSE
$2.58B
$14K ﹤0.01%
+631
New +$14.5K
142 143
144
145 146

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.