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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBLE
3576
DELISTED
DOUBLE EAGLE PETROLEUM CO
DBLE
$2K ﹤0.01%
1,000
– –
PXN
3577
DELISTED
POWERSHARES LUX NANOTECH
PXN
$2K ﹤0.01%
254
– –
ALTI
3578
DELISTED
Altair Nanotechnologies Inc
ALTI
$2K ﹤0.01%
531
– –
GSH
3579
DELISTED
Guangshen Railway Co. Ltd
GSH
$2K ﹤0.01%
101
– –
IPAS
3580
DELISTED
Ipass Inc Common Stock
IPAS
$2K ﹤0.01%
100
– –
MOCO
3581
DELISTED
Mocon Inc
MOCO
$2K ﹤0.01%
120
– –
QLIK
3582
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$2K ﹤0.01%
68
– –
GOLD
3583
DELISTED
Randgold Resources Ltd
GOLD
$2K ﹤0.01%
32
– –
RNWK
3584
DELISTED
RealNetworks Inc
RNWK
$2K ﹤0.01%
325
– –
DDC
3585
DELISTED
Dominion Diamond Corporation
DDC
$2K ﹤0.01%
+135
New +$1.81K
ADEA icon
3586
Adeia
ADEA
$3.06B
$1K ﹤0.01%
+242
New +$1.23K
AER icon
3587
AerCap
AER
$23.6B
$1K ﹤0.01%
+14
New +$330
AGQ icon
3588
ProShares Ultra Silver
AGQ
$1.43B
$1K ﹤0.01%
24
-33
-58% -$2.42K
AHT
3589
Ashford Hospitality Trust
AHT
$20.7M
– –
0
– –
AMED
3590
DELISTED
Amedisys
AMED
$1K ﹤0.01%
74
– –
AROC icon
3591
Archrock
AROC
$5.79B
$1K ﹤0.01%
28
– –
ASX icon
3592
ASE Group
ASX
$84.8B
$1K ﹤0.01%
195
-306
-61% -$1.5K
AVB icon
3593
AvalonBay Communities
AVB
$26B
$1K ﹤0.01%
10
– –
AXTI icon
3594
AXT Inc
AXTI
$4.78B
$1K ﹤0.01%
450
-1,000
-69% -$2.34K
BFS
3595
Saul Centers
BFS
$853M
$1K ﹤0.01%
15
– –
BBT
3596
Beacon Financial Corp
BBT
$2.67B
$1K ﹤0.01%
55
-2
-4% -$52
BIO icon
3597
Bio-Rad Laboratories Class A
BIO
$9.56B
$1K ﹤0.01%
6
+1
+20% +$122
BKD icon
3598
Brookdale Senior Living
BKD
$3.01B
$1K ﹤0.01%
23
– –
BOKF icon
3599
BOK Financial
BOKF
$8.76B
$1K ﹤0.01%
8
– –
BYD icon
3600
Boyd Gaming
BYD
$6.03B
$1K ﹤0.01%
65
– –
142 143
144
145 146

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.