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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMQ
3576
Trilogy Metals
TMQ
$674M
$1K ﹤0.01%
473
+8
+2% +$15
TOPS icon
3577
TOP Ships
TOPS
$4.32M
– –
0
– –
TREE icon
3578
LendingTree
TREE
$441M
$1K ﹤0.01%
36
+10
+38% +$219
UTSI icon
3579
UTStarcom
UTSI
$23.9M
$1K ﹤0.01%
66
– –
VRTS icon
3580
Virtus Investment Partners
VRTS
$1.13B
$1K ﹤0.01%
8
– –
VXRT
3581
DELISTED
Vaxart
VXRT
$1K ﹤0.01%
15
– –
WAFD icon
3582
WaFd
WAFD
$2.8B
$1K ﹤0.01%
49
– –
YPF icon
3583
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$1K ﹤0.01%
33
– –
VIVS
3584
VivoSim Labs
VIVS
$1.25M
– –
0
– –
MUI
3585
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$1K ﹤0.01%
100
– –
HA
3586
DELISTED
Hawaiian Holdings, Inc.
HA
$1K ﹤0.01%
200
– –
BIOL
3587
DELISTED
Biolase, Inc.
BIOL
– –
0
– –
ENG
3588
DELISTED
ENGlobal Corp
ENG
$1K ﹤0.01%
188
– –
AEL
3589
DELISTED
American Equity Investment Life Holding Company
AEL
$1K ﹤0.01%
39
– –
CPE
3590
DELISTED
Callon Petroleum Company
CPE
$1K ﹤0.01%
10
– –
EXPR
3591
DELISTED
Express, Inc.
EXPR
$1K ﹤0.01%
2
-8
-80% -$3.53K
WTT
3592
DELISTED
Wireless Telecom Group, Inc.
WTT
$1K ﹤0.01%
500
+200
+67% +$332
MGI
3593
DELISTED
MoneyGram International, Inc. New
MGI
$1K ﹤0.01%
32
+7
+28% +$150
MTOR
3594
DELISTED
MERITOR, Inc.
MTOR
$1K ﹤0.01%
99
-225
-69% -$1.74K
PFPT
3595
DELISTED
Proofpoint, Inc.
PFPT
$1K ﹤0.01%
26
– –
IPHI
3596
DELISTED
INPHI CORPORATION
IPHI
$1K ﹤0.01%
+104
New +$1.26K
ZAGG
3597
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$1K ﹤0.01%
300
-120
-29% -$579
TCO
3598
DELISTED
Taubman Centers Inc.
TCO
$1K ﹤0.01%
8
-21
-72% -$1.51K
RELV
3599
DELISTED
Reliv International Inc
RELV
$1K ﹤0.01%
43
– –
BITA
3600
DELISTED
Bitauto Holdings Limited
BITA
$1K ﹤0.01%
+50
New +$696
142 143
144
145 146

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.