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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDP icon
3551
COPT Defense Properties
CDP
$4.23B
$15K ﹤0.01%
548
-96
-15% -$2.77K
CHEF icon
3552
Chefs' Warehouse
CHEF
$4.53B
$15K ﹤0.01%
+1,377
New +$18K
CIB icon
3553
Grupo Cibest SA
CIB
$22.6B
$15K ﹤0.01%
381
-6
-2% -$223
DHY
3554
Credit Suisse High Yield Credit Fund
DHY
$239M
$15K ﹤0.01%
5,625
– –
DMC
3555
Del Monte Corp
DMC
$1.42B
$15K ﹤0.01%
238
– –
FNDC icon
3556
Schwab Fundamental International Small Company Index ETF
FNDC
$3.17B
$15K ﹤0.01%
+500
New +$14.2K
GEF icon
3557
Greif
GEF
$5.03B
$15K ﹤0.01%
295
+3
+1% +$128
GOGL
3558
DELISTED
Golden Ocean Group
GOGL
$15K ﹤0.01%
3,820
-500
-12% -$1.87K
HOPE icon
3559
Hope Bancorp
HOPE
$1.83B
$15K ﹤0.01%
846
-999
-54% -$16.2K
IBN icon
3560
ICICI Bank
IBN
$107B
$15K ﹤0.01%
2,221
-188
-8% -$1.31K
IDE
3561
Voya Infrastructure, Industrials and Materials Fund
IDE
$202M
$15K ﹤0.01%
1,137
-2
-0.2% -$25
IGHG icon
3562
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$15K ﹤0.01%
+198
New +$14.6K
JNUG icon
3563
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$516M
$15K ﹤0.01%
+4
New +$19.5K
JRI icon
3564
Nuveen Real Asset Income & Growth Fund
JRI
$349M
$15K ﹤0.01%
850
-1,650
-66% -$28.6K
NOG icon
3565
Northern Oil and Gas
NOG
$2.57B
$15K ﹤0.01%
575
+133
+30% +$4.86K
ORMP icon
3566
Oramed Pharmaceuticals
ORMP
$178M
$15K ﹤0.01%
2,000
– –
PDS
3567
Precision Drilling
PDS
$1.08B
$15K ﹤0.01%
176
+119
+209% +$10.5K
PI icon
3568
Impinj
PI
$5.49B
$15K ﹤0.01%
+406
New +$10.6K
PIM
3569
Franklin Master Intermediate Income Trust
PIM
$154M
$15K ﹤0.01%
3,435
+22
+0.6% +$98
POOL icon
3570
Pool Corp
POOL
$7.25B
$15K ﹤0.01%
163
+101
+163% +$9.91K
PWOD
3571
DELISTED
Penns Woods Bancorp
PWOD
$15K ﹤0.01%
515
– –
RUN icon
3572
Sunrun
RUN
$2.37B
$15K ﹤0.01%
2,500
+1,500
+150% +$8.41K
SEVN
3573
Seven Hills Realty Trust
SEVN
$174M
$15K ﹤0.01%
719
– –
SIM icon
3574
Grupo SIMEC
SIM
$4.68B
$15K ﹤0.01%
1,550
– –
SSB icon
3575
SouthState Bank Corp
SSB
$10.8B
$15K ﹤0.01%
196
-306
-61% -$22.4K
141 142
143
144 145

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.