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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGAS
3551
DELISTED
Delta Natural Gas Co Inc
DGAS
$2K ﹤0.01%
100
– –
PPS
3552
DELISTED
Post Properties
PPS
$2K ﹤0.01%
42
+11
+35% +$493
AFFX
3553
DELISTED
Affymetrix Inc
AFFX
$2K ﹤0.01%
200
– –
RLD
3554
DELISTED
REALD INC COM STK
RLD
$2K ﹤0.01%
200
-185
-48% -$1.45K
REE
3555
DELISTED
RARE ELEMENT RES LTD
REE
$2K ﹤0.01%
1,100
-1,100
-50% -$1.94K
CTCT
3556
DELISTED
CONSTANT CONTACT, INC COM
CTCT
$2K ﹤0.01%
77
– –
MW
3557
DELISTED
THE MENS WAREHOUSE INC
MW
$2K ﹤0.01%
45
– –
UTIW
3558
DELISTED
UTI WORLDWIDE INC
UTIW
$2K ﹤0.01%
+106
New +$1.67K
PMCS
3559
DELISTED
P M C SIERRA INC
PMCS
$2K ﹤0.01%
378
+75
+25% +$465
NYNY
3560
DELISTED
Empire Resorts, Inc.
NYNY
$2K ﹤0.01%
86
+59
+219% +$1.37K
ZQK
3561
DELISTED
QUICKSILVER,INC.
ZQK
$2K ﹤0.01%
275
-13
-5% -$105
AOI
3562
DELISTED
Alliance One International
AOI
$2K ﹤0.01%
+50
New +$1.5K
LTM
3563
DELISTED
LIFE TIME FITNESS INC
LTM
$2K ﹤0.01%
43
– –
RNE
3564
DELISTED
MORGAN STLY EASTEURO FD
RNE
$2K ﹤0.01%
100
– –
QRM
3565
DELISTED
QUEST RARE MINERALS LTD COM SHS CANADA
QRM
$2K ﹤0.01%
5,200
– –
WHX
3566
DELISTED
WHITING USA TRUST I UNITS OF BENE INT
WHX
$2K ﹤0.01%
300
-300
-50% -$1.51K
ORB
3567
DELISTED
ORBITAL SCIENCES CORP
ORB
$2K ﹤0.01%
+100
New +$2.29K
AUXL
3568
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$2K ﹤0.01%
100
– –
CQB
3569
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$2K ﹤0.01%
130
-3
-2% -$33
BQY
3570
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
$2K ﹤0.01%
165
– –
BOLT
3571
DELISTED
BOLT TECHNOLOGY CORPORATION
BOLT
$2K ﹤0.01%
75
– –
DNDN
3572
DELISTED
DENDREON CORPORATION
DNDN
$2K ﹤0.01%
587
-5,655
-91% -$15.9K
FUBC
3573
DELISTED
1st United Bancorp (Florida)
FUBC
$2K ﹤0.01%
301
-500
-62% -$3.85K
VITC
3574
DELISTED
VITACOST COM INC COM STK (DE)
VITC
$2K ﹤0.01%
381
– –
HIH
3575
DELISTED
HELIOS HIGH INCOME FD, INC
HIH
$2K ﹤0.01%
275
– –
141 142
143
144 145

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.